MG
Michael J. Gibbons
TSFG
Gurnee, IL 60031
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CRD#: 2052911
MG
Professional summary
Michael John Gibbons is a registered financial advisor currently at TSFG, LLC located in Gurnee, Illinois and LPL FINANCIAL LLC located in Gurnee, Illinois.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Michael has worked at 6 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 5/29/2015 - GIBBONS FINANCIAL GROUP, INC. - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - START DATE: 05/26/2015 - 160 Hours Per Month/6 Hours During Securities Trading - THERE ARE NO OTHER SEVICES OR BUSINESSES ADVERTISED UNDER THIS DBA. THIS IS STRICTLY FOR LPL BUSINESS.
2. 8/14/2015 - NATIONAL SLOVAK SOCIETY - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - START DATE: 08/01/2015 - 7 Hours Per Month/2 Hours During Securities Trading.
3. 5/18/2018 - TSFG, LLC - DBA: (Hybrid) Gibbons Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 05/19/2015 - 150 Hours Per Month/6 Hours During Securities Trading - I provide investment advisory services through TSFG, LLC, an independent investment advisor firm. I started this business activity in 05/2015. I expect to spend approximately 150 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Michael John Gibbons's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 19, 2015 - Present
TSFG, LLC
Office #1: 312 Tristate Pkwy. Suite 200, Gurnee, IL 60031RIA
CRD#: 172555
Gurnee, IL
Current
April 1, 2004 - Present
LPL FINANCIAL LLC
Office #1: 312 Tristate Parkway Unit 200, Gurnee, IL 60031RIA
BD
CRD#: 6413
Gurnee, IL
Past
April 1, 2004 - September 7, 2016
LPL FINANCIAL LLC
RIA
CRD#: 6413
WAUKEGAN, IL
Past
June 6, 2001 - April 1, 2004
CUNA BROKERAGE SERVICES, INC.
RIA
CRD#: 13941
ROUND LAKE BC, IL
Past
November 17, 1997 - April 1, 2004
CUNA BROKERAGE SERVICES, INC.
BD
CRD#: 13941
WAVERLY, IA
Past
May 14, 1997 - November 6, 1997
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DALLAS, TX
Past
May 27, 1994 - February 21, 1995
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
BD
CRD#: 332
SAN MATEO, CA
Past
December 5, 1991 - March 10, 1994
KEMPER FINANCIAL SERVICES, INC.
BD
CRD#: 798
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TL
TSFG, LLC
ALCHEMY ADVISORS, LLC | TSFG, LLC | TS FINANCIAL GROUP, LLC | THE ASSOCIATES GROUP | GIBBONS FINANCIAL GROUP, INC. | CAPITAL STREET ADVISORS | ALCHEMY FINANCIAL GROUP
CRD#: 172555 / SEC#: 801-99339
RIA
Registered Investment Advisory firm - (6/3/2015 Approved)Illinois
Registered Investment Advisory firm - (6/3/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/23/2021)
RR
Arizona(10/9/2012)
RR
Arkansas(8/10/2021)
RR
California(3/23/2021)
RR
Colorado(6/28/2018)
RR
Florida(11/25/2013)
RR
Georgia(9/4/2015)
RR
Illinois(4/1/2004)
IAR
Illinois(6/19/2015)
RR
Indiana(6/26/2024)
RR
Iowa(6/4/2004)
RR
Kentucky(5/28/2020)
RR
Louisiana(11/24/2021)
RR
Michigan(2/24/2021)
RR
Minnesota(2/24/2021)
RR
Nevada(9/3/2015)
RR
New Hampshire(10/27/2025)
RR
New Mexico(6/4/2004)
RR
North Carolina(4/12/2013)
RR
South Carolina(9/11/2015)
RR
Tennessee(2/23/2021)
RR
Texas(2/24/2021)
RR
Utah(2/23/2021)
RR
Virginia(6/29/2018)
RR
Wisconsin(4/1/2004)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TL
TSFG, LLC
ALCHEMY ADVISORS, LLC | TSFG, LLC | TS FINANCIAL GROUP, LLC | THE ASSOCIATES GROUP | GIBBONS FINANCIAL GROUP, INC. | CAPITAL STREET ADVISORS | ALCHEMY FINANCIAL GROUP
CRD#: 172555 / SEC#: 801-99339
RIA
Registered Investment Advisory firm - (6/3/2015 Approved)Illinois
Registered Investment Advisory firm - (6/3/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1052 N Western Avenue, Lake Forest, IL 60045
Mailing Address
Phone number
(847) 735-7100
Established
Firm type
Fiscal year end
# of Employees
18
SEC notice filing (21 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,651 |
| AUM (Assets Under Management) | $ 854,306,837 |
Red Flags
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Company Information
TSFG, LLC
CRD#: 172555Gurnee, IL 60031TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
