Kevin C. Logan

THE LOGAN GROUP SECURITIES

Roseville, CA 95661

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CRD#: 2052765

Professional summary

Kevin Christopher Logan is a registered financial advisor currently at THE LOGAN GROUP SECURITIES located in Roseville, California.

Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Kevin has worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

THE LOGAN GROUP - broker dealer and investment adviser

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Christopher Logan's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Kevin Christopher Logan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 22, 2023 - Present

THE LOGAN GROUP SECURITIES

Office #1: 2151 Professional Drive, Suite 260, Roseville, CA 95661Office #2: 2151 Professional Drive Suite 260, Roseville, CA 95661

RIA

CRD#: 40259

Roseville, CA

Current

April 25, 1996 - Present

THE LOGAN GROUP SECURITIES

Office #1: 2151 Professional Drive, Suite 260, Roseville, CA 95661Office #2: 2151 Professional Drive, Suite 260, Roseville, CA 95661

RIA

CRD#: 40259

Roseville, CA

Past

September 24, 1998 - December 31, 1999

EMMETT A LARKIN COMPANY, INC.

CRD#: 6625

SAN FRANCISCO, CA

Past

May 21, 1990 - May 31, 1996

PENSION PLANNERS SECURITIES, INC.

CRD#: 14068

SACRAMENTO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(4/30/1996)

IAR

California
(12/22/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 3/25/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/19/1993

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/17/1990

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 12/22/1995

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

THE LOGAN GROUP SECURITIES

LOGAN, KEVIN CHRISTOPHER | THE LOGAN GROUP SECURITIES | THE LOGAN GROUP

CRD#: 40259 / SEC#: , 8-48995

California

Registered Investment Advisory firm - SEC (1/29/2002 Approved)

Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

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Contact information

Main Address

2151 Professional Drive, Suite 260 Suite 260, Roseville, CA 95661

Mailing Address

P.o. Box 2059, Granite Bay, CA 95746

Phone number

(916) 791-3200

Established

California since 01/19/1996

Firm type

Sole Proprietorship

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (1 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
LOGAN, KEVIN CHRISTOPHER	SOLE PROPRIETOR, CHIEF COMPLIANCE OFFICER	2052765

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kevin C. Logan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Christopher Logan's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Kevin Christopher Logan's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE LOGAN GROUP SECURITIES

EMMETT A LARKIN COMPANY, INC.

PENSION PLANNERS SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/25/1991

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 3/19/1993

Series 6

Date: 5/17/1990

Series 26

Date: 12/22/1995

FINRA

Current Firm

THE LOGAN GROUP SECURITIES

Contact information

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

THE LOGAN GROUP SECURITIES

TRUST BUT VERIFY

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