Kevin J. Brucher

SILVER LEAF FINANCIAL

Scottsdale, AZ 85260

Some features on this profile are disabled

CRD#: 2052754

Professional summary

Kevin John Brucher is a registered financial advisor currently at SILVER LEAF FINANCIAL, INC. located in Scottsdale, Arizona.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Kevin has worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INSURANCE AGENT - LIFE PRODUCTS APPROXIMATELY 10 HOURS PER MONTH, OF WHICH 1 HOUR IS DURING SECURITIES TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin John Brucher's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 19, 2010 - Present

SILVER LEAF FINANCIAL, INC.

Office #1: 9375 E Shea Blvd Suite 100, Scottsdale, AZ 85260

RIA

CRD#: 153037

Scottsdale, AZ

Past

December 1, 2006 - November 11, 2009

QUESTAR CAPITAL CORPORATION

CRD#: 43100

LOCKPORT, IL

Past

March 8, 2005 - December 31, 2005

USALLIANZ SECURITIES, INC.

RIA

CRD#: 40875

LOCKPORT, IL

Past

May 13, 2003 - December 1, 2006

USALLIANZ SECURITIES, INC.

CRD#: 40875

LOCKPORT, IL

Past

May 9, 2002 - September 5, 2002

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

CHICAGO, IL

Past

January 2, 2001 - March 26, 2003

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

ST. LOUIS, MO

Past

January 4, 1999 - January 2, 2001

JWGENESIS FINANCIAL GROUP, INC

CRD#: 38166

BOCA RATON, FL

Past

November 24, 1990 - January 4, 1999

CHATFIELD DEAN & CO., INC.

CRD#: 14714

GREENWOOD VILLAGE, CO

Past

April 24, 1990 - November 29, 1990

THE STUART-JAMES COMPANY, INCORPORATED

CRD#: 11691

DENVER, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(2/8/2012)

IAR

Illinois
(9/26/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/9/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/10/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/21/1990

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/29/1991

General Securities Principal Examination

Current Firm

SILVER LEAF FINANCIAL, INC.

SILVER LEAF FINANCIAL | SILVER LEAF FINANCIAL, INC.

CRD#: 153037 / SEC#:

Arizona

Registered Investment Advisory firm - (2/8/2012 Approved)

Illinois

Registered Investment Advisory firm - (9/26/2014 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

9375 E Shea Blvd Suite 100, Scottsdale, AZ 85260

Mailing Address

Phone number

(877) 520-9700

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	27
AUM (Assets Under Management)	$ 7,991,719

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Joseph Di Vito

RBC CAPITAL MARKETS, LLC

IAR

Scottsdale, AZ

Luke Kacer

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Tucson, AZ

Timothy Hughes

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Scottsdale, AZ

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Kevin J. Brucher

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin John Brucher's CRS (Customer Relationship Summary).

Certified licenses

Experience

QUESTAR CAPITAL CORPORATION

USALLIANZ SECURITIES, INC.

USALLIANZ SECURITIES, INC.

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

JWGENESIS FINANCIAL GROUP, INC

CHATFIELD DEAN & CO., INC.

THE STUART-JAMES COMPANY, INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 3/9/1999

Series 63

Date: 5/10/1990

Series 7

Date: 4/21/1990

Series 24

Date: 11/29/1991

Current Firm

SILVER LEAF FINANCIAL, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SILVER LEAF FINANCIAL, INC.

TRUST BUT VERIFY

Similar Advisors