David E. Flanders

MOMENTUM WEALTH PLANNING | Financial Advisor

APEX, NC

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CRD#: 2052721

Professional summary

David Ernest Flanders II is a registered financial advisor currently at MOMENTUM WEALTH PLANNING located in Apex, North Carolina.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. David has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 10, Series 9, Series 8 and Series 4 exams.

Question & Answer

What are your service offerings?

Investment Management

Wealth Preservation Strategies

Retirement Income Strategies

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Real Estate Ownership; Single Family; 28068 Cavendish Ct #2311, , Bonita Springs, FL, 34135; Investment-Related; 09/24/2021. Other Business Activities; Modern Corinth Ministries; Christian Ministry; 5408 Colonial Oaks DrApex NC 27539, , ** not provided **, N/A, 00000; Not Investment-Related; 12/01/2018; 0 during trading hours; 1 to 9 hours per month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Ernest Flanders II's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 29, 2024 - Present

MOMENTUM WEALTH PLANNING

RIA

CRD#: 331563

APEX, NC

Past

April 24, 2015 - August 16, 2024

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

RALEIGH, NC

Past

April 24, 2015 - August 16, 2024

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

RALEIGH, NC

Past

July 1, 2003 - April 27, 2015

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

RALEIGH, NC

Past

July 1, 2003 - April 27, 2015

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

RALEIGH, NC

Past

October 2, 2001 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

RIA

CRD#: 7471

BUFFALO, NY

Past

August 28, 2000 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

August 5, 2000 - April 9, 2001

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

March 20, 1996 - August 5, 2000

GLEACHER & COMPANY SECURITIES, INC.

CRD#: 298

NEW YORK, NY

Past

June 26, 1992 - March 8, 1996

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

Past

March 24, 1992 - July 23, 1992

NETWORK 1 FINANCIAL SECURITIES INC.

CRD#: 13577

RED BANK, NJ

Past

June 14, 1990 - May 21, 1992

TAW SECURITIES, INC.

CRD#: 25189

Past

May 16, 1990 - June 5, 1990

J. W. GANT & ASSOCIATES, INC.

CRD#: 7963

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MOMENTUM WEALTH PLANNING

MOMENTUM WEALTH PLANNING | MOMENTUM WEALTH PLANNING, LLC

CRD#: 331563 / SEC#: 801-130666

RIA

Registered Investment Advisory firm - (7/25/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(4/22/2025)

IAR

Texas
(5/19/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/22/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/7/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 4/19/2002

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 5/12/1990

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 5/31/2002

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 5/9/2002

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 8

Date: 1/7/1994

General Securities Sales Supervisor Examination (Options Module & General Module)

Principal/Supervisory Exam

Series 4

Date: 3/24/1993

Registered Options Principal Examination

Current Firm

MOMENTUM WEALTH PLANNING

MOMENTUM WEALTH PLANNING | MOMENTUM WEALTH PLANNING, LLC

CRD#: 331563 / SEC#: 801-130666

RIA

Registered Investment Advisory firm - (7/25/2024 Approved)

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Contact information

Main Address

Estero, FL

Mailing Address

Phone number

(919) 323-4219

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MOMENTUM WEALTH PLANNING ADV PART 2A (4/7/2025)

Regulatory assets under management

Total Number of Accounts	359
AUM (Assets Under Management)	$ 167,587,299

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Firm Stability Insights

David E. Flanders

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Ernest Flanders II's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

PRUDENTIAL EQUITY GROUP, LLC

PRUDENTIAL EQUITY GROUP, LLC

WELLS FARGO CLEARING SERVICES, LLC

GLEACHER & COMPANY SECURITIES, INC.

AMERIPRISE ADVISOR SERVICES, INC.

NETWORK 1 FINANCIAL SECURITIES INC.

TAW SECURITIES, INC.

J. W. GANT & ASSOCIATES, INC.

Primary Firm SEC Registration

MOMENTUM WEALTH PLANNING

State Registrations and Notice Filings

Exams

Series 65

Date: 12/22/1999

Series 63

Date: 6/7/1990

SIE

Date: 10/1/2018

Series 3

Date: 4/19/2002

Series 7

Date: 5/12/1990

Series 10

Date: 5/31/2002

Series 9

Date: 5/9/2002

Series 8

Date: 1/7/1994

Series 4

Date: 3/24/1993

Current Firm

MOMENTUM WEALTH PLANNING

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MOMENTUM WEALTH PLANNING

TRUST BUT VERIFY

Contact information

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