Andrew R. Zimmer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Rudolph Zimmer, who also goes by Andrew Rudolph Zimmer Jr, Andy Zimmer, was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 1990. Andrew had worked at 19 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 16, 2025 - November 18, 2025
CURI CAPITAL, LLC
September 26, 2024 - December 16, 2024
SIMPLICITY WEALTH
January 8, 2021 - October 2, 2024
REGAL ADVISORY SERVICES, INC.
January 8, 2021 - October 2, 2024
REGAL SECURITIES, INC.
September 20, 2016 - January 29, 2021
SAGE PRIVATE WEALTH GROUP, LLC
August 30, 2016 - October 5, 2020
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
August 29, 2016 - October 5, 2020
RAYMOND JAMES FINANCIAL SERVICES, INC.
August 5, 2014 - September 26, 2016
KINGSBURY CAPITAL, INC.
February 7, 2014 - December 31, 2014
KINGSBURY, LLC
January 27, 2014 - September 26, 2016
KINGSBURY CAPITAL INVESTMENT ADVISORS LLC
May 28, 2010 - January 31, 2012
VESTOR CAPITAL PARTNERS, LLC
May 28, 2010 - January 31, 2012
VESTOR CAPITAL SECURITIES, LLC
December 6, 2005 - June 28, 2010
LBMZ SECURITIES, INC.
September 4, 2002 - April 7, 2005
LBMZ SECURITIES, INC.
August 15, 2002 - June 28, 2010
ZACKS INVESTMENT MANAGEMENT, INC.
May 20, 2002 - July 11, 2002
BANC ONE SECURITIES CORPORATION
May 17, 2002 - July 11, 2002
BANC ONE SECURITIES CORPORATION
July 11, 2001 - May 23, 2002
BROOKSTONE SECURITIES, INC.
September 22, 1999 - July 6, 2001
RAYMOND JAMES FINANCIAL SERVICES, INC.
September 26, 1994 - September 27, 1999
MESIROW FINANCIAL, INC.
August 27, 1990 - October 19, 1994
LEHMAN BROTHERS INC.
May 22, 1990 - July 31, 1990
THE STUART-JAMES COMPANY, INCORPORATED
Primary Firm SEC Registration
CURI CAPITAL, LLC
CRD#: 134249 / SEC#: 801-63939
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CURI CAPITAL, LLC
CRD#: 134249 / SEC#: 801-63939
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 13,209 |
| AUM (Assets Under Management) | $ 9,830,680,915 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 05/01/2025 | ||
| 11/27/2024 | ||
| 10/27/2023 | ||
| 09/26/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
