James N. Feehery
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Neil Feehery, who also goes by Jim Feehery, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1990. James had worked at 9 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 25, 2009 - December 31, 2016
HAYES BUCKLEY GROUP LLC
September 24, 1998 - August 28, 1999
LOCUST STREET SECURITIES, INC.
April 28, 1994 - July 2, 1997
SENTRY EQUITY SERVICES, INC.
April 3, 1992 - June 19, 1992
J. W. GANT & ASSOCIATES, INC.
February 6, 1992 - April 24, 1992
CIBC WORLD MARKETS CORP.
March 12, 1991 - May 30, 1991
DICKINSON & CO.
October 8, 1990 - November 14, 1990
PEB FINANCIAL GROUP, INC.
July 6, 1990 - October 11, 1990
TD AMERITRADE, INC.
April 24, 1990 - June 12, 1990
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
HAYES BUCKLEY GROUP LLC
CRD#: 152292 / SEC#:
Contact information
Red Flags
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