Kevin M. Fee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Michael Fee was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1990. Kevin had worked at 6 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 22, 2011 - June 24, 2014
SEAPORT GLOBAL SECURITIES LLC
January 13, 2001 - October 2, 2007
BEAR WAGNER SPECIALISTS LLC
October 8, 1999 - March 31, 2000
WSM HOLDINGS, L.L.C.
February 21, 1996 - October 8, 1999
CMJ PARTNERS LLC
November 9, 1992 - October 17, 1994
ADLER COLEMAN & CO., INC.
April 24, 1990 - January 8, 1991
TD AMERITRADE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 12/19/2011
Limited Representative-Equity Trader ExamCurrent Firm
SEAPORT GLOBAL SECURITIES LLC
CRD#: 116270 / SEC#: , 8-53535
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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