Bradley J. Hopper
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bradley John Hopper SR, who also goes by Bradley John Hopper, Bradley Hopper, was a registered financial professional .
Bradley is a previously registered financial professional and started their career in finance in 1990. Bradley had worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 18, 1999 - June 25, 1999
WALL STREET FINANCIAL GROUP, INC.
June 17, 1999 - November 3, 1999
RUSSIAN RIVER FINANCIAL SERVICES, INC.
January 6, 1997 - December 17, 1998
LPL FINANCIAL LLC
January 28, 1993 - January 4, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 5, 1992 - November 18, 1992
RICKEL & ASSOCIATES, INC.
January 29, 1991 - September 23, 1991
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
January 29, 1991 - September 23, 1991
PRUCO SECURITIES, LLC.
May 24, 1990 - December 3, 1990
DAVID LERNER ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WALL STREET FINANCIAL GROUP, INC.
CRD#: 35830 / SEC#: 801-58292, 8-46964
Contact information
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
