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Deborah Ann Schiavo

CRD# 2051921·Registered 1991 - 2014
Previously Registered: Being a previously registered professional could mean that Deborah is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Deborah Ann Schiavo, who also goes by Deborah Schiavo Brown, Deborah Brown Schiavo, was a registered financial advisor. Deborah was a previously registered financial professional and started their career in finance 1991 - 2014. Deborah had worked at 5 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Deborah Schiavo Brown, Deborah Brown Schiavo

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

35 years in the financial services industry

Current & Past Employments

COHEN FINANCIAL EQUITIES LLC·CRD# 126540
BD
Chicago, IL
January 21, 2011 - August 21, 2014
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
New York, NY
October 1, 2008 - February 24, 2009
J.P. MORGAN SECURITIES INC.·CRD# 18718
BD
New York, NY
June 11, 2008 - October 1, 2008
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
New York, NY
February 5, 1998 - June 12, 2008
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
April 23, 1996 - December 18, 1997
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
May 22, 1991 - February 12, 1995

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Current Firm

CF
COHEN FINANCIAL EQUITIES LLC

COHEN FINANCIAL EQUITIES LLC

CRD#: 126540 / SEC#: 8-65893
BD
Terminated by SEC on 02/21/2015

Contact Information

Established

Illinois since 02/25/1999

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
MREC, L.P. F/K/A COHEN FINANCIAL, L.P.SOLE MANAGING MEMBER—
COHEN, JACK MORRISPRESIDENT, CHIEF COMPLIANCE OFFICER4509725
TROSSMAN, DON C.VICE PRESIDENT4661438

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1992About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed May 1991About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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