Michael J. Fitzgibbons
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Joseph Fitzgibbons was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1990. Michael had worked at 5 firms and has passed the Series 63, Series 57TO, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 12, 2002 - March 9, 2021
CSS, LLC
June 29, 1998 - September 11, 1998
UBS SECURITIES LLC
September 2, 1997 - June 29, 1998
SBC WARBURG DILLON READ INC.
February 13, 1995 - September 2, 1997
SBC WARBURG, INC.
April 25, 1990 - March 18, 1993
O'CONNOR & ASSOCIATES
State Registrations and Notice Filings
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Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationCurrent Firm
CSS, LLC
CRD#: 45980 / SEC#: , 8-51295
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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