David G. Mcknight

ULTIMATE RETIREMENT PRODUCTS

WILLIAMSBURG, VA

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CRD#: 2051705

Professional summary

David Grant Mcknight, CFP® is a registered financial advisor currently at ULTIMATE RETIREMENT PRODUCTS, INC. located in Williamsburg, Virginia and FORTUNE FINANCIAL SERVICES, INC. located in Williamsburg, Virginia.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. David has worked at 9 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)INDEPENDENT FINANCIAL ANALYSTS: WESTBURY, VA 23188, NOT INVESTMENT RELATED, 1% OWNERSHIP, PROVIDES ASSISTANCE W/ ACCOUNTING, BENEFITS AND IT SHOULD SUPPORT HIS WIFE SHOULD HE BECOME INCAPACITATED OR DIE, 2 HRS/WK; 2)ULTIMATE RETIREMENT PRODUCTS, INC: WESTBURY, VA 23188, INVESTMENT ADVISORY BUSINESS, INVESTMENT RELATED, PROVIDES INVESTMENT PLATFORM FOR 401KS, SEP, SIMPLE, PROFIT SHARING & NONQUALIFIED ACCOUNTS, 40+ HRS/WK; 3)PLANNED FINANCIAL CONSULTANTS: WESTBURY, VA 23188, PROVIDES INSURANCE LICENSED THROUGH THIS DBA, SELLING LIFE, HEALTH, DISABILITY, FIXED ANNUITIES, INVESTMENT RELATED, 15-20 HRS/WK; 4)SANDY CREEK DOCK ASSOCIATION, LLC: 228 FERRY HILL TRAIL, CLARKSVILLE, VA 23927, NON-PROFIT COMPANY TO ALLOW THE MAINTENANCE OF A DOCK, NON-INVESTMENT RELATED, 33% OWNER, LESS THAN 5 HRS/WK 5) Fortune Financial Services, Inc. Investment related; WESTBURY, VA 23188; registered representative offering securities products and services. 15-20 HRS/WK

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Grant Mcknight's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1994

Experience

Current

January 19, 2010 - Present

ULTIMATE RETIREMENT PRODUCTS, INC.

RIA

CRD#: 146227

WILLIAMSBURG, VA

Current

February 2, 2015 - Present

FORTUNE FINANCIAL SERVICES, INC.

CRD#: 42150

Williamsburg, VA

Past

September 16, 2004 - December 31, 2014

SAXONY CAPITAL MANAGEMENT, LLC

RIA

CRD#: 122692

SOUTHHAMPTON, NY

Past

August 27, 2003 - February 11, 2015

SAXONY SECURITIES, INC.

CRD#: 115547

SOUTH HAMPTON, NY

Past

September 21, 2000 - September 8, 2003

CLEARING SERVICES OF AMERICA, INC.

CRD#: 23623

ST. LOUIS, MO

Past

January 31, 2000 - September 29, 2000

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

Past

July 9, 1997 - February 1, 2000

CLEARING SERVICES OF AMERICA, INC.

CRD#: 23623

ST. LOUIS, MO

Past

September 14, 1993 - June 6, 1997

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Past

June 28, 1990 - September 13, 1993

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

June 28, 1990 - September 13, 1993

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(2/2/2015)

IAR

California
(1/19/2010)

California
(2/2/2015)

Florida
(2/2/2015)

IAR

Florida
(4/12/2023)

New Jersey
(2/2/2015)

New York
(2/2/2015)

IAR

New York
(4/1/2021)

Virginia
(2/2/2015)

IAR

Virginia
(5/6/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 2/28/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 6/25/1990

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

ULTIMATE RETIREMENT PRODUCTS, INC.

CRD#: 146227 / SEC#:

California

Registered Investment Advisory firm - (1/19/2010 Approved)

Florida

Registered Investment Advisory firm - (4/12/2023 Approved)

New York

Registered Investment Advisory firm - (3/10/2008 Approved)

Virginia

Registered Investment Advisory firm - (5/6/2020 Approved)

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Contact information

Main Address

Williamsburg, VA

Mailing Address

Phone number

(631) 259-3801

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	123
AUM (Assets Under Management)	$ 40,279,839

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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David G. Mcknight

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Grant Mcknight's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORTUNE FINANCIAL SERVICES, INC.

SAXONY CAPITAL MANAGEMENT, LLC

SAXONY SECURITIES, INC.

CLEARING SERVICES OF AMERICA, INC.

OSAIC FS, INC.

CLEARING SERVICES OF AMERICA, INC.

CETERA WEALTH SERVICES, LLC

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/28/1991

SIE

Date: 10/1/2018

Series 6

Date: 6/25/1990

FINRA

Current Firm

ULTIMATE RETIREMENT PRODUCTS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ULTIMATE RETIREMENT PRODUCTS, INC.

TRUST BUT VERIFY

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