Richard M. Borek

SC WEALTH ADVISORS

Oakbrook Terrace, IL 60181

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CRD#: 2051694

Professional summary

Richard M Borek, CFP® is a registered financial advisor currently at SC WEALTH ADVISORS located in Oakbrook Terrace, Illinois.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Richard has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard M Borek's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2004

Experience

Current

September 20, 2019 - Present

SC WEALTH ADVISORS

Office #1: 2 Mid America Plaza Suite 725, Oakbrook Terrace, IL 60181

RIA

CRD#: 305201

Oakbrook Terrace, IL

Past

June 1, 2006 - December 8, 2014

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

ORLAND PARK, IL

Past

April 18, 1990 - July 9, 2007

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

DOWNERS GROVE, IL

Past

April 18, 1990 - December 8, 2014

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

ORLAND PARK, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(9/20/2019)

IAR

Texas
(1/29/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/9/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/8/2014

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 4/16/1990

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SC WEALTH ADVISORS

SC WEALTH ADVISORS | SECURE CAPITAL WEALTH ADVISORS LLC | SECURE CAPITAL MANAGEMENT

CRD#: 305201 / SEC#:

Illinois

Registered Investment Advisory firm - (9/20/2019 Approved)

Texas

Registered Investment Advisory firm - (1/29/2021 Conditional Restricted)

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Contact information

Main Address

2 Mid America Plaza Suite 725, Oakbrook Terrace, IL 60181

Mailing Address

Phone number

(630) 735-2310

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	210
AUM (Assets Under Management)	$ 30,031,861

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Richard M. Borek

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard M Borek's CRS (Customer Relationship Summary).

Certified licenses

Experience

SC WEALTH ADVISORS

MSI FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/9/1990

SIE

Date: 12/8/2014

Series 6

Date: 4/16/1990

Current Firm

SC WEALTH ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SC WEALTH ADVISORS

TRUST BUT VERIFY

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