Ronald C. Aines

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CRD#: 2051516

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Ronald Charles Aines, ChFC®, CLU® was a registered financial professional .

Ronald is a previously registered financial professional and started their career in finance in 1990. Ronald had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

GCA INSURANCE AGENCY, INC.; NON INVESTMENT-RELATED ACTIVITY; SAME ADDRESS; INSURANCE; VICE PRESIDENT; 3 HOURS PER MONTH

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Past

August 3, 2011 - June 30, 2023

GENESIS WEALTH ADVISORS, LLC

RIA

CRD#: 158388

STOUGHTON, MA

Past

January 6, 2003 - July 11, 2017

CLARY INVESTMENT AND INSURANCE PLANNING CORP.

CRD#: 38654

SO. EASTON, MA

Past

January 1, 1998 - July 24, 2012

GENESIS CAPITAL ADVISORS, INC.

RIA

CRD#: 128270

STOUGHTON, MA

Past

July 12, 1997 - December 31, 2002

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

STOUGHTON, MA

Past

December 2, 1996 - December 31, 2002

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

WALTHAM, MA

Past

May 22, 1990 - December 10, 1996

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GENESIS WEALTH ADVISORS, LLC

CRD#: 158388 / SEC#: 801-72604

RIA

Registered Investment Advisory firm - (8/1/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/2/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/8/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/11/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/19/1990

General Securities Representative Examination

Current Firm

GENESIS WEALTH ADVISORS, LLC

CRD#: 158388 / SEC#: 801-72604

RIA

Registered Investment Advisory firm - (8/1/2011 Approved)

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Contact information

Main Address

400 Washington Street Suite 308, Braintree, MA 02184

Mailing Address

Phone number

(781) 344-1023

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GENESIS WEALTH ADVISORS DISCLOSURE BROCHURE (1/28/2025)

Regulatory assets under management

Total Number of Accounts	544
AUM (Assets Under Management)	$ 175,197,606

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ronald C. Aines

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CLARY INVESTMENT AND INSURANCE PLANNING CORP.

GENESIS CAPITAL ADVISORS, INC.

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

NEW ENGLAND SECURITIES

Primary Firm SEC Registration

GENESIS WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/2/1997

Series 63

Date: 6/8/1990

SIE

Date: 7/11/2017

Series 7

Date: 5/19/1990

Current Firm

GENESIS WEALTH ADVISORS, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GENESIS WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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