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Darrel T. Uselton

Some features on this profile are disabled
CRD#: 2051430
DU

Professional summary

Darrel Thomas Uselton was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Darrel is a previously registered financial professional and started their career in finance in 1990. Prior to being barred, Darrel had worked at 10 firms, which includes NATIONAL CAPITAL SECURITIES INC., NATIONAL CAPITAL TRADING LLC, AMERICAN INVESTMENT SERVICES INC., TRAVIS MORGAN SECURITIES INC., NEWPORT COAST SECURITIES INC., THE CAMELOT GROUP INC., WMA SECURITIES INC., SUNAMERICA SECURITIES INC., EDWARD JONES, INVESTMENT CENTERS OF AMERICA INC..

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

September 27, 2002 - November 18, 2002

NATIONAL CAPITAL SECURITIES, INC.

BD
CRD#: 37702
OKLAHOMA CITY, OK
Past

September 17, 2001 - December 13, 2001

NATIONAL CAPITAL TRADING, LLC

BD
CRD#: 26078
OKLAHOMA CITY, OK
Past

April 5, 2001 - June 21, 2002

AMERICAN INVESTMENT SERVICES, INC.

BD
CRD#: 21111
OKLAHOMA CITY, OK
Past

October 12, 2000 - February 5, 2002

TRAVIS MORGAN SECURITIES INC.

BD
CRD#: 29088
DALLAS, TX
Past

November 2, 1998 - April 8, 1999

TRAVIS MORGAN SECURITIES INC.

BD
CRD#: 29088
DALLAS, TX
Past

May 4, 1998 - June 26, 1998

NEWPORT COAST SECURITIES, INC.

BD
CRD#: 16944
NEW YORK, NY
Past

June 20, 1996 - September 28, 2000

NATIONAL CAPITAL TRADING, LLC

BD
CRD#: 26078
OKLAHOMA CITY, OK
Past

December 1, 1994 - October 28, 1996

THE CAMELOT GROUP, INC.

BD
CRD#: 31091
FT LAUDERDALE, FL
Past

April 11, 1994 - August 4, 1994

WMA SECURITIES, INC.

BD
CRD#: 32625
DULUTH, GA
Past

December 20, 1993 - March 30, 1994

SUNAMERICA SECURITIES, INC.

BD
CRD#: 20068
PHOENIX, AZ
Past

August 18, 1992 - November 23, 1993

EDWARD JONES

BD
CRD#: 250
ST. LOUIS, MO
Past

August 13, 1991 - August 17, 1992

INVESTMENT CENTERS OF AMERICA, INC.

BD
CRD#: 16443
APPLETON, WI
Past

April 24, 1990 - August 16, 1991

EDWARD JONES

BD
CRD#: 250
ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 4/23/1990
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 4/21/1990
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 28
Date: 3/17/1995
Introducing Broker/Dealer Financial Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/20/1994
General Securities Principal Examination

Current Firm

NC
NATIONAL CAPITAL SECURITIES, INC.
DONNER CORP. INTERNATIONAL | NATIONAL CAPITAL SECURITIES, INC. | DONNER CORPORATION INTERNATIONAL

CRD#: 37702 / SEC#: , 8-47867

BD
Terminated by SEC on 12/21/2002
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Contact information

Main Address
Mailing Address
Phone number
Established
California since 10/25/1999
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
BACLET, JEFFREY LYLEVICE PRESIDENT2022409
JOHNDROW, CHRISTOPHER JOSEPHCOMPLIANCE OFFICER2138590

Disclosures

Regulatory Event1
Arbitration3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NATIONAL CAPITAL SECURITIES, INC.

CRD#: 37702

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