Steven J. Gohl

TP ICAP GLOBAL MARKETS AMERICAS LLC

New York, NY 10281-1008

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CRD#: 2050770

Professional summary

Steven John Gohl, who also goes by Steven John Gohl, is a registered financial professional currently at TP ICAP GLOBAL MARKETS AMERICAS LLC located in New York, New York.

Steven is registered as a RR (Registered Representative) and started their career in finance in 1996. Steven has worked at 9 firms and has passed the Series 63, Series 57TO, SIE, Series 25, Series 55 and Series 7 exams.

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Aliases

Steven John Gohl

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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CRS (Client Relationship Summary) - BD

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Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 9, 2025 - Present

TP ICAP GLOBAL MARKETS AMERICAS LLC

Office #1: 200 Vesey Street 5th Fl And 6th Fl, New York, NY, 10281-1008

CRD#: 2762

New York, NY

Past

March 27, 2013 - June 10, 2025

TJM INVESTMENTS, LLC

CRD#: 46300

CHICAGO, IL

Past

January 2, 2013 - April 5, 2013

MND PARTNERS, INC.

CRD#: 131833

NEW YORK, NY

Past

July 26, 2012 - March 27, 2013

DME SECURITIES, LLC

CRD#: 112584

NEW YORK, NY

Past

February 1, 2011 - August 28, 2012

MARQUIS HOLDINGS, INC.

CRD#: 123621

NEW YORK, NY

Past

April 14, 2005 - January 24, 2011

BAY CREST PARTNERS, LLC

CRD#: 39944

NEW YORK, NY

Past

October 20, 2003 - April 29, 2005

VIANET DIRECT, INC.

CRD#: 124887

DREXEL HILL, PA

Past

April 30, 2003 - October 31, 2003

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Past

September 27, 1996 - April 10, 2001

PIPER SANDLER & CO.

CRD#: 665

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(6/9/2025)

Exams

State Security Law Exam

Series 63

Date: 10/28/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 25

Date: 11/10/2005

NYSE Trading Assistant Examination

General Industry/Product Exam

Series 55

Date: 12/8/1998

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 9/26/1996

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq PHLX LLC

SRO Registrations

Nasdaq Stock Market

SRO Registrations

New York Stock Exchange

Current Firm

TP ICAP GLOBAL MARKETS AMERICAS LLC

CRD#: 2762 / SEC#: , 8-12726

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

200 Vesey Street 6th Floor, New York, NY 10285

Mailing Address

200 Vesey Street 6th Floor, New York, NY 10285

Phone number

(201) 984-6889

Established

Delaware since 06/30/1998

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (35 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
ICAP GLOBAL BROKING INC.	SOLE MEMBER
BERNARDO, SHAWN FRANCIS	CEO	2513376
GOULET, STEPHEN PAUL	SENIOR MANAGING DIRECT/GENERAL COUNSEL/SECRETARY	4769810
HALLIGAN, BRIAN J	CHIEF COMPLIANCE OFFICER	5016364
PEZEU, CHRISTIAN JEAN MICHEL	PRINCIPAL FINANCIAL OFFICER	5661987

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Advisor Monitoring

Firm Stability Insights

Steven J. Gohl

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Steven John Gohl's CRS (Customer Relationship Summary).

Certified licenses

Experience

TJM INVESTMENTS, LLC

MND PARTNERS, INC.

DME SECURITIES, LLC

MARQUIS HOLDINGS, INC.

BAY CREST PARTNERS, LLC

VIANET DIRECT, INC.

PFS INVESTMENTS INC.

PIPER SANDLER & CO.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/28/1996

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 25

Date: 11/10/2005

Series 55

Date: 12/8/1998

Series 7

Date: 9/26/1996

FINRA

Nasdaq PHLX LLC

Nasdaq Stock Market

New York Stock Exchange

Current Firm

TP ICAP GLOBAL MARKETS AMERICAS LLC

Contact information

FINRA licenses (35 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

TP ICAP GLOBAL MARKETS AMERICAS LLC

TRUST BUT VERIFY

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