Ann J. Terranova
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ann Jennie Terranova, CFP®, who also goes by Ann Jennie Gesek, Ann Jennie Spiri, was a registered financial professional .
Ann is a previously registered financial professional and started their career in finance in 1990. Ann had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2002
Experience
October 8, 2019 - December 31, 2023
APELLA WEALTH
January 6, 2012 - July 21, 2020
UNION FINANCIAL PARTNERS, SAN FRANCISCO, INC.
July 25, 2000 - December 31, 2005
UNION FINANCIAL PARTNERS, SAN FRANCISCO, INC.
March 29, 1996 - October 17, 1997
OSAIC WEALTH, INC.
January 1, 1994 - March 27, 1996
LEGEND EQUITIES CORPORATION
February 11, 1993 - January 1, 1994
LEGEND CAPITAL CORPORATION
March 11, 1992 - September 2, 1992
LPL FINANCIAL LLC
August 30, 1990 - March 3, 1992
ASSOCIATED SECURITIES CORP.
Primary Firm SEC Registration
APELLA WEALTH
CRD#: 171106 / SEC#: 801-79650
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
APELLA WEALTH
CRD#: 171106 / SEC#: 801-79650
Contact information
SEC notice filing (44 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 19,172 |
| AUM (Assets Under Management) | $ 7,953,076,688 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 03/29/2024 | ||
| 04/30/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
