Dagny W. Young
Professional summary
Dagny Wright Young, who also goes by Dagny Elizabeth Wright, Dagny Wright Young, is a registered financial advisor currently at SUNBELT SECURITIES, INC. located in Allen, Texas.
Dagny is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Dagny has worked at 12 firms and has passed the Series 65, Series 63, Series 99TO, Series 79TO, Series 52TO, SIE, Series 87, Series 3, Series 7, Series 10, Series 9, Series 53, Series 14, Series 8, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Dagny Wright Young's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Dagny Wright Young's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 18, 2016 - Present
SUNBELT SECURITIES, INC.
February 18, 2016 - Present
SUNBELT SECURITIES, INC.
March 16, 2018 - January 31, 2020
PTX SECURITIES, LLC
September 21, 2015 - October 21, 2015
BRAYMEN, LAMBERT AND NOEL SECURITIES, LTD.
December 10, 2013 - January 4, 2016
EDI INVESTMENT ADVISOR CORPORATION
August 26, 2013 - December 31, 2013
EDI INVESTMENT ADVISOR CORPORATION
August 26, 2013 - December 31, 2015
EDI FINANCIAL, INC.
April 29, 2003 - July 22, 2013
WFG ADVISORS, LP
June 15, 1999 - October 16, 2007
WFG INVESTMENTS, INC.
June 15, 1999 - July 22, 2013
WFG INVESTMENTS, INC.
May 7, 1999 - June 1, 1999
WFG INVESTMENTS, INC.
July 30, 1998 - May 5, 1999
AMRESCO SECURITIES, INC.
May 11, 1998 - June 23, 1998
WELLS FARGO CLEARING SERVICES, LLC
November 16, 1994 - May 11, 1998
PRINCIPAL FINANCIAL SECURITIES,INC.
March 30, 1994 - November 15, 1994
BANC ONE SECURITIES CORPORATION
November 30, 1992 - March 1, 1994
RAUSCHER PIERCE REFSNES, INC.
Primary Firm SEC Registration
SUNBELT SECURITIES, INC.
CRD#: 42180 / SEC#: 801-71479, 8-49748
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/18/2016)
(6/23/2016)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 8
Date: 12/7/1995
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
SUNBELT SECURITIES, INC.
CRD#: 42180 / SEC#: 801-71479, 8-49748
Contact information
SEC notice filing (39 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BUCKLEY, THOMAS FRANCIS | FINANCIAL OPERATIONS PRINCIPAL | 1563361 |
| MILLER, RAYMOND JOSEPH | OFFICE MANAGER/COMPLIANCE | 856248 |
| SMETEK, DAVID ANTHONY | PRESIDENT / SECRETARY | 1246996 |
| SMETEK, PATRICK JOSEPH | REGISTERED OPTIONS PRINICPAL | 1052695 |
| SMETEK, PATRICK JOSEPH | CHIEF COMPLIANCE OFFICER | 1052695 |
| YOUNG, DAGNY WRIGHT | MUNICIPAL SECURITIES PRINCIPAL | 2050615 |
Regulatory assets under management
| Total Number of Accounts | 5,355 |
| AUM (Assets Under Management) | $ 2,024,286,577 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
