Kenneth Polcari

SLATESTONE WEALTH LLC

Jupiter, FL 33458

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CRD#: 2050601

Professional summary

Kenneth Polcari, who also goes by Kenneth James Polcari, Kenneth Polcari, Kenny Polcari, is a registered financial advisor currently at SLATESTONE WEALTH LLC located in Jupiter, Florida.

Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Kenneth has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 24 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kenneth James Polcari | Kenneth Polcari | Kenny Polcari

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Kace Capital Advisors; investment related; 661 University Blvd, Jupiter FL 33458; financial, educational, consulting and public speaking ; Managing Founder; Owner; 2019; 6 hours monthly; zero during trading hours; duties to prepare all materials/information needed for presentation. Yahoo Finance Podcoast Host - Not Investment Related - Investment Education 700 Broadway New York New York 100003

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Polcari's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 13, 2023 - Present

SLATESTONE WEALTH LLC

Office #1: 661 University Blvd Suite 100, Jupiter, FL 33458

RIA

CRD#: 286669

Jupiter, FL

Past

April 29, 2019 - September 30, 2019

SABLE CAPITAL LLC

CRD#: 113818

Palm Beach, FL

Past

December 27, 2018 - October 1, 2019

BUTCHERJOSEPH ASSET MANAGEMENT, LLC

RIA

CRD#: 284626

CHARLOTTE, NC

Past

December 14, 2012 - November 30, 2018

WILLIAM O'NEIL SECURITIES

CRD#: 894

NEW YORK, NY

Past

April 17, 1998 - November 7, 2012

TP ICAP GLOBAL MARKETS AMERICAS LLC

CRD#: 2762

JERSEY CITY, NJ

Past

November 28, 1997 - April 1, 1998

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

August 3, 1995 - April 1, 1998

SALOMON BROTHERS INC.

CRD#: 740

NEW YORK, NY

Past

December 2, 1992 - July 27, 1995

S.G. WARBURG & CO. INC.

CRD#: 1483

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SLATESTONE WEALTH LLC

SLATESTONE PRIVATE CLIENT, LLC | SLATESTONE WEALTH LLC

CRD#: 286669 / SEC#: 801-110003

RIA

Registered Investment Advisory firm - (2/24/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(12/13/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/5/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/11/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 12/23/1999

Limited Representative-Equity Trader Exam

Principal/Supervisory Exam

Series 24

Date: 11/14/1996

General Securities Principal Examination

Principal/Supervisory Exam

Series 27

Date: 4/2/1990

Financial and Operations Principal Examination

Current Firm

SLATESTONE WEALTH LLC

SLATESTONE PRIVATE CLIENT, LLC | SLATESTONE WEALTH LLC

CRD#: 286669 / SEC#: 801-110003

RIA

Registered Investment Advisory firm - (2/24/2017 Approved)

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Contact information

Main Address

661 University Blvd Suite 100, Jupiter, FL 33458

Mailing Address

Phone number

(561) 244-2504

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SSW ADV BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	1,543
AUM (Assets Under Management)	$ 1,653,938,437

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/26/2025	Cover Page	Report
10/25/2024	Cover Page	Report
01/18/2024	Cover Page	Report
10/25/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kenneth Polcari

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Polcari's CRS (Customer Relationship Summary).

Certified licenses

Experience

SABLE CAPITAL LLC

BUTCHERJOSEPH ASSET MANAGEMENT, LLC

WILLIAM O'NEIL SECURITIES

TP ICAP GLOBAL MARKETS AMERICAS LLC

CITIGROUP GLOBAL MARKETS INC.

SALOMON BROTHERS INC.

S.G. WARBURG & CO. INC.

Primary Firm SEC Registration

SLATESTONE WEALTH LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/5/2023

Series 63

Date: 1/11/1994

SIE

Date: 10/1/2018

Series 55

Date: 12/23/1999

Series 24

Date: 11/14/1996

Series 27

Date: 4/2/1990

Current Firm

SLATESTONE WEALTH LLC

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

SLATESTONE WEALTH LLC

TRUST BUT VERIFY

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