James C. Collier
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Cravens Collier JR, who also goes by James Cravens Collier, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1990. James had worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 26, 2015 - June 1, 2026
ALT FUND DISTRIBUTORS LLC
May 2, 2013 - April 28, 2014
MATRIX CAPITAL GROUP, INC.
March 26, 2004 - December 5, 2012
BNY MELLON SECURITIES CORPORATION
March 26, 2004 - December 5, 2012
BNY MELLON SECURITIES CORPORATION
January 1, 2003 - March 31, 2004
BACAP DISTRIBUTORS, LLC
February 19, 2002 - January 1, 2003
STEPHENS
January 19, 2001 - January 1, 2003
STEPHENS
June 11, 1991 - February 8, 2001
FIDELITY DISTRIBUTORS COMPANY LLC
October 19, 1990 - November 6, 1990
SEI INVESTMENTS DISTRIBUTION CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALT FUND DISTRIBUTORS LLC
CRD#: 146547 / SEC#: , 8-67829
Contact information
FINRA licenses (51 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
