James C. Collier
Professional summary
James Cravens Collier JR, who also goes by James Cravens Collier, is a registered financial professional currently at ALT FUND DISTRIBUTORS LLC located in New York, New York.
James is registered as a RR (Registered Representative) and started their career in finance in 1990. James has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Cravens Collier JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 26, 2015 - Present
ALT FUND DISTRIBUTORS LLC
Office #1: 140 East 45th Street Suite 15 B, New York, NY 10017May 2, 2013 - April 28, 2014
MATRIX CAPITAL GROUP, INC.
March 26, 2004 - December 5, 2012
BNY MELLON SECURITIES CORPORATION
March 26, 2004 - December 5, 2012
BNY MELLON SECURITIES CORPORATION
January 1, 2003 - March 31, 2004
BACAP DISTRIBUTORS, LLC
February 19, 2002 - January 1, 2003
STEPHENS
January 19, 2001 - January 1, 2003
STEPHENS
June 11, 1991 - February 8, 2001
FIDELITY DISTRIBUTORS COMPANY LLC
October 19, 1990 - November 6, 1990
SEI INVESTMENTS DISTRIBUTION CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/29/2024)
(2/29/2024)
(7/16/2015)
(2/29/2024)
Exams
FINRA
Current Firm
ALT FUND DISTRIBUTORS LLC
CRD#: 146547 / SEC#: , 8-67829
Contact information
FINRA licenses (51 States and Territories)
Documents
Red Flags
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