Todd M. Anzaldo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Todd Michael Anzaldo was a registered financial professional .
Todd is a previously registered financial professional and started their career in finance in 1990. Todd had worked at 8 firms and has passed the Series 63, Series 6 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 7, 1995 - September 20, 1995
SPECTRUM SECURITIES, INC.
April 20, 1995 - June 21, 1995
IRVINE SECURITIES, INC.
February 9, 1995 - April 13, 1995
LACROIX ALEXANDER FINANCIAL CORP
January 3, 1995 - May 26, 1995
REGENCY CAPITAL GROUP, INC.
March 16, 1994 - March 28, 1994
MERCHANT BANKING SERVICES, INC.
August 19, 1993 - March 25, 1994
COLUMBUS FINANCIAL, INC.
August 5, 1992 - June 30, 1993
COLUMBUS FINANCIAL, INC.
January 1, 1991 - July 22, 1992
FORTRESS SECURITIES, INC.
May 3, 1990 - December 10, 1990
AMERICAN BUSINESS SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
SPECTRUM SECURITIES, INC.
CRD#: 29305 / SEC#: , 8-44217
Contact information
Documents
Red Flags
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