Mark E. Vincent

STONEBROOK CAPITAL MANAGEMENT

Oak Park, IL 60301

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CRD#: 2050275

Professional summary

Mark Edward Vincent, CFA is a registered financial advisor currently at STONEBROOK CAPITAL MANAGEMENT, INC. located in Oak Park, Illinois.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Mark has worked at 2 firms and has passed the Series 63, Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Edward Vincent's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

September 20, 2001 - Present

STONEBROOK CAPITAL MANAGEMENT, INC.

Office #1: 1010 Lake Street, Suite 426, Oak Park, IL 60301

RIA

CRD#: 123181

Oak Park, IL

Past

June 13, 2002 - November 24, 2003

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

September 20, 2001 - December 31, 2002

STONEBROOK CAPITAL MANAGEMENT, INC.

RIA

CRD#: 123181

ROCKFORD, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/22/2016)

IAR

Colorado
(4/18/2017)

IAR

Illinois
(9/20/2001)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/26/2002

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 8/17/2001

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 6/12/2002

General Securities Representative Examination

Current Firm

STONEBROOK CAPITAL MANAGEMENT, INC.

STONEBROOK CAPITAL MANAGEMENT, INC | STONEBROOK CAPITAL MANAGEMENT, INC.

CRD#: 123181 / SEC#:

California

Registered Investment Advisory firm - (7/22/2016 Approved)

Colorado

Registered Investment Advisory firm - (4/18/2017 Approved)

Illinois

Registered Investment Advisory firm - (9/20/2001 Approved)

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Contact information

Main Address

1010 Lake Street, Suite 426, Oak Park, IL 60301

Mailing Address

Phone number

(708) 763-9780

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	209
AUM (Assets Under Management)	$ 64,095,696

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Mark E. Vincent

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Edward Vincent's CRS (Customer Relationship Summary).

Certified licenses

Experience

STONEBROOK CAPITAL MANAGEMENT, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

STONEBROOK CAPITAL MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/26/2002

Series 65

Date: 8/17/2001

Series 7

Date: 6/12/2002

Current Firm

STONEBROOK CAPITAL MANAGEMENT, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

STONEBROOK CAPITAL MANAGEMENT, INC.

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