Judith A. Myers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Judith Anne Myers, who also goes by Judith A Myers, Judy A Myers, Judith Anne Schnitzer, Schnitzer, was a registered financial professional .
Judith is a previously registered financial professional and started their career in finance in 1990. Judith had worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 29, 2015 - December 31, 2019
SOVEREIGN WEALTH ADVISORS LLC
May 26, 2009 - March 3, 2016
LPL FINANCIAL LLC
May 26, 2009 - December 31, 2016
LPL FINANCIAL LLC
July 12, 2001 - June 4, 2009
VALIC FINANCIAL ADVISORS, INC.
May 25, 2001 - December 31, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
May 25, 2001 - June 4, 2009
VALIC FINANCIAL ADVISORS, INC.
April 3, 2000 - June 5, 2001
LPL FINANCIAL LLC
January 1, 1999 - March 31, 2000
VALIC FINANCIAL ADVISORS, INC.
May 15, 1990 - March 31, 2000
THE VARIABLE ANNUITY MARKETING COMPANY
Primary Firm SEC Registration
SOVEREIGN WEALTH ADVISORS LLC
CRD#: 188524 / SEC#: 801-98346
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SOVEREIGN WEALTH ADVISORS LLC
CRD#: 188524 / SEC#: 801-98346
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,870 |
| AUM (Assets Under Management) | $ 607,035,864 |
Red Flags
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