GL
Gregory N. Long
INTERNATIONAL ASSETS ADVISORY
MELBOURNE BEACH, FL 32951
Some features on this profile are disabled
CRD#: 2049933
GL
Professional summary
Gregory Neil Long, who also goes by Greg Long, Gregory Neal Long, is a registered financial professional currently at INTERNATIONAL ASSETS ADVISORY, LLC located in Melbourne Beach, Florida.
Gregory is registered as a RR (Registered Representative) and started their career in finance in 1990. Gregory has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Greg Long | Gregory Neal Long
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Gregory Neil Long's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 1, 2011 - Present
INTERNATIONAL ASSETS ADVISORY, LLC
Office #1: 321 Ocean Ave Suite 213, Melbourne Beach, FL 32951RIA
BD
CRD#: 10645
MELBOURNE BEACH, FL
Past
May 19, 2010 - December 9, 2011
ANDERSON & STRUDWICK, INCORPORATED
BD
CRD#: 48
ORLANDO, FL
Past
March 23, 2010 - June 17, 2010
J.P. TURNER & COMPANY, L.L.C.
BD
CRD#: 43177
ORLANDO, FL
Past
April 22, 2002 - March 30, 2010
GUNNALLEN FINANCIAL, INC
BD
CRD#: 17609
ORLANDO, FL
Past
August 21, 1992 - April 25, 2002
FIRST MONTAUK SECURITIES CORP.
BD
CRD#: 13755
RED BANK, NJ
Past
October 28, 1991 - September 23, 1992
CHELSEA STREET SECURITIES, INC.
BD
CRD#: 17548
Past
October 12, 1990 - November 1, 1991
BILTMORE SECURITIES, INC.
BD
CRD#: 25023
FT. LAUDERDALE, FL
Past
April 25, 1990 - October 15, 1990
THE STUART-JAMES COMPANY, INCORPORATED
BD
CRD#: 11691
DENVER, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IA
INTERNATIONAL ASSETS ADVISORY, LLC
INTERNATIONAL ASSETS ADVISORY CORPORATION | JANSEN WEALTH MANAGEMENT, LLC | INTERNATIONAL ASSETS ADVISORY, LLC
CRD#: 10645 / SEC#: 801-119029, 8-27736
RIA
Registered Investment Advisory firm - SEC (7/21/2020 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/15/2022)
RR
Alaska(12/1/2011)
RR
Arizona(12/1/2011)
RR
California(12/1/2011)
RR
Colorado(12/1/2011)
RR
Connecticut(12/1/2011)
RR
District of Columbia(12/11/2017)
RR
Florida(12/1/2011)
RR
Georgia(12/1/2011)
RR
Illinois(12/1/2011)
RR
Indiana(5/18/2018)
RR
Iowa(12/1/2011)
RR
Kansas(11/8/2022)
RR
Louisiana(12/1/2011)
RR
Maine(12/1/2011)
RR
Maryland(12/1/2011)
RR
Massachusetts(12/1/2011)
RR
Michigan(6/11/2018)
RR
Minnesota(12/1/2011)
RR
Mississippi(9/24/2020)
RR
Missouri(12/1/2011)
RR
Nevada(11/18/2022)
RR
New Jersey(12/1/2011)
RR
New Mexico(5/17/2018)
RR
New York(12/1/2011)
RR
North Carolina(12/1/2011)
RR
Ohio(12/1/2011)
RR
Oklahoma(4/24/2018)
RR
Pennsylvania(12/1/2011)
RR
South Carolina(12/1/2011)
RR
South Dakota(11/7/2022)
RR
Texas(12/1/2011)
RR
Utah(1/19/2023)
RR
Vermont(5/30/2018)
RR
Virginia(12/1/2011)
RR
Washington(12/1/2011)
RR
West Virginia(5/20/2024)
RR
Wisconsin(12/1/2011)
RR
Wyoming(6/13/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
IA
INTERNATIONAL ASSETS ADVISORY, LLC
INTERNATIONAL ASSETS ADVISORY CORPORATION | JANSEN WEALTH MANAGEMENT, LLC | INTERNATIONAL ASSETS ADVISORY, LLC
CRD#: 10645 / SEC#: 801-119029, 8-27736
RIA
Registered Investment Advisory firm - SEC (7/21/2020 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
111 North Orange Avenue Suite 1000, Orlando, FL 32801
Mailing Address
111 North Orange Avenue Suite 1000, Orlando, FL 32801
Phone number
(407) 254-1500
Established
Florida since 07/26/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
3
SEC notice filing (1 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PECUNIA MANAGEMENT, LLC | OWNER | |
| COFRANCESCO, EDWARD RICHARD | CEO | 2305035 |
| LAMPMAN, MATTHEW EDWARD | PRESIDENT/CHIEF OPERATING OFFICER | 6132493 |
| MOORE, ANN KATHERINE | CHIEF BUSINESS DEVELOPMENT OFFICER | 5535928 |
| NICHOLSON, MYRA PEARLE | CHIEF LEGAL OFFICER, CHIEF RISK OFFICER | 2740029 |
| WEINBERGER, DAVID S | REGISTERED OPTIONS PRINCIPAL / CHIEF FINANCIAL OFFICER / CHIEF REGULATORY OFFICER | 2676116 |
| WEISS, RICHARD JAY | CHIEF COMPLIANCE OFFICER, CHIEF AML CCO | 2523174 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
