William N. Herred
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Norris Herred, who also goes by Bill Herred, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1990. William had worked at 4 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 16, 1994 - June 23, 1997
THE HERITAGE GROUP, INC.
July 9, 1993 - May 27, 1994
KING MANAGEMENT COMPANY
April 23, 1992 - July 23, 1993
ROTH CAPITAL PARTNERS, LLC
May 23, 1990 - April 7, 1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
THE HERITAGE GROUP, INC.
CRD#: 24906 / SEC#: , 8-41459
Contact information
Documents
Red Flags
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