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EC

Eli B. Combs

RIA ADVISORS
Round Rock, TX 78664
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CRD#: 2049831
EC

Professional summary


Eli Boggs Combs is a registered financial advisor currently at RIA ADVISORS located in Round Rock, Texas.

Eli is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Eli has worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 22, Series 6, Series 24 and Series 26 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) ELI B COMBS DBA COMBS ESTATE PLANNING | 2013 SHORT SUMMER DR AUSTIN, TX 78754 | NON-INVESTMENT RELATED | ESTATE PLANNER | BEGIN DATE: 08/27/2010 | DURING TRADING HRS/MONTH: 20% 2) ELI B COMBS | 310 W MAIN STREET ROUND ROCK, TX 78664 | NON-INVESTMENT RELATED | NOTARY PUBLIC | BEGIN DATE: 08/12/1993 | DURING TRADING HRS/MONTH: 5%

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Eli Boggs Combs's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 6, 2020 - Present

RIA ADVISORS

Office #1: 310 West Main Ave., Round Rock, TX 78664
RIA
CRD#: 150661
Round Rock, TX
Past

September 24, 2015 - January 2, 2020

INTEGRATED ADVISORS NETWORK LLC

RIA
CRD#: 171991
Round Rock, TX
Past

July 14, 2015 - January 5, 2017

DFPG INVESTMENTS, LLC

BD
CRD#: 155576
Round Rock, TX
Past

May 30, 2008 - July 13, 2015

FIRST ALLIED SECURITIES, INC.

BD
CRD#: 32444
ROUND ROCK, TX
Past

January 3, 2007 - July 16, 2015

FIRST ALLIED ADVISORY SERVICES, INC.

RIA
CRD#: 137888
ROUND ROCK, TX
Past

December 7, 2001 - May 30, 2008

FFP SECURITIES, INC.

BD
CRD#: 16337
ROUND ROCK, TX
Past

January 26, 1994 - January 3, 2007

FFP ADVISORY SERVICES INC

RIA
CRD#: 110778
AUSTIN, TX
Past

June 7, 1990 - December 3, 1993

PFS INVESTMENTS INC.

BD
CRD#: 10111
DULUTH, GA

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RA
RIA ADVISORS
ADVANCED WEALTH STRATEGIES GROUP | SIMPLEVISOR | RIA ADVISORS | NTBD ADVISORS, LLC | CLARITY FINANCIAL, LLC | ANIMAS CAPITAL

CRD#: 150661 / SEC#: 801-77832

RIA
Registered Investment Advisory firm - (4/16/2013 Approved)
Arizona
Registered Investment Advisory firm - (4/23/2013 Terminated)
Louisiana
Registered Investment Advisory firm - (4/25/2013 Terminated)
Oklahoma
Registered Investment Advisory firm - (4/23/2013 Terminated)
Texas
Registered Investment Advisory firm - (4/23/2013 Terminated)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Colorado
(1/15/2020)
IAR
Louisiana
(1/7/2020)
IAR
Texas
(1/6/2020)

Exams


State Security Law Exam
RR
Series 63
Date: 6/21/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam

Current Firm


RA
RIA ADVISORS
ADVANCED WEALTH STRATEGIES GROUP | SIMPLEVISOR | RIA ADVISORS | NTBD ADVISORS, LLC | CLARITY FINANCIAL, LLC | ANIMAS CAPITAL

CRD#: 150661 / SEC#: 801-77832

RIA
Registered Investment Advisory firm - (4/16/2013 Approved)
Arizona
Registered Investment Advisory firm - (4/23/2013 Terminated)
Louisiana
Registered Investment Advisory firm - (4/25/2013 Terminated)
Oklahoma
Registered Investment Advisory firm - (4/23/2013 Terminated)
Texas
Registered Investment Advisory firm - (4/23/2013 Terminated)
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Contact information


Main Address
11750 Katy Freeway Suite 840, Houston, TX 77079
Mailing Address
Phone number
(281) 501-1791
Established
Firm type
Fiscal year end
# of Employees
15

SEC notice filing (34 States and Territories)


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Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2 - CLARITY FINANCIAL, LLC (5/5/2025)

Regulatory assets under management


Total Number of Accounts3,581
AUM (Assets Under Management)$ 1,530,453,633

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


RIA ADVISORS

CRD#: 150661Round Rock, TX 78664

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