John M. Kealy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Martin Kealy was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1990. John had worked at 4 firms and has passed the Series 63, Series 7, Series 22 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 24, 1994 - January 31, 1994
WELLINGTON ASHFORD CAPITAL, INC.
October 20, 1992 - April 23, 1993
PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC.
September 11, 1991 - July 8, 1992
MACARTHUR STRATEGIES, INC.
July 18, 1990 - August 19, 1991
THE CAMDEN GROUP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WELLINGTON ASHFORD CAPITAL, INC.
CRD#: 29298 / SEC#: , 8-44227
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
