John L. Faryewicz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Leon Faryewicz was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1972. John had worked at 4 firms and has passed the Series 63, Series 7, Series 24 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 7, 1987 - January 11, 1990
BRYAN, WORLEY & CO., INC.
August 20, 1984 - July 14, 1987
DELTA FINANCIAL INVESTMENT CORPORATION
April 1, 1976 - May 15, 1978
FARYEWICZ & ASSOCIATES, INC.
June 23, 1972 - April 20, 1973
DELTA SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 00
Date: 4/11/1972
General Securities Principal ExaminationCurrent Firm
BRYAN, WORLEY & CO., INC.
CRD#: 12992 / SEC#: , 8-28477
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
