Kirk R. Peterson

PETERSON FINANCIAL SERVICES LLC

DENVER, CO 80218

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CRD#: 2049329

Professional summary

Kirk Robert Peterson, CFP® is a registered financial advisor currently at PETERSON FINANCIAL SERVICES LLC located in Denver, Colorado.

Kirk is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Kirk has worked at 4 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kirk Robert Peterson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1994

Experience

Current

January 1, 1999 - Present

PETERSON FINANCIAL SERVICES LLC

Office #1: 1726 Clarkson Street, Denver, CO 80218

RIA

CRD#: 106127

DENVER, CO

Past

May 31, 1994 - June 12, 1996

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

April 25, 1990 - June 28, 1994

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

April 25, 1990 - June 28, 1994

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PETERSON FINANCIAL SERVICES LLC

CRD#: 106127 / SEC#: 801-123636

RIA

Registered Investment Advisory firm - (4/7/2022 Approved)

Colorado

Registered Investment Advisory firm - (4/27/2022 Terminated)

Texas

Registered Investment Advisory firm - (4/20/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(1/1/1999)

IAR

Texas
(2/22/1999)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/25/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/21/1990

General Securities Representative Examination

Current Firm

PETERSON FINANCIAL SERVICES LLC

CRD#: 106127 / SEC#: 801-123636

RIA

Registered Investment Advisory firm - (4/7/2022 Approved)

Colorado

Registered Investment Advisory firm - (4/27/2022 Terminated)

Texas

Registered Investment Advisory firm - (4/20/2022 Terminated)

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Contact information

Main Address

1726 Clarkson Street, Denver, CO 80218

Mailing Address

Phone number

(303) 831-4800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2B SUPPLEMENT (2/6/2026)

ADV PART 2A BROCHURE (2/6/2026)

Regulatory assets under management

Total Number of Accounts	162
AUM (Assets Under Management)	$ 124,037,371

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kirk R. Peterson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kirk Robert Peterson's CRS (Customer Relationship Summary).

Certified licenses

Experience

PETERSON FINANCIAL SERVICES LLC

OSAIC WEALTH, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

PETERSON FINANCIAL SERVICES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/25/1991

Series 7

Date: 4/21/1990

Current Firm

PETERSON FINANCIAL SERVICES LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PETERSON FINANCIAL SERVICES LLC

TRUST BUT VERIFY

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