Michael E. Svenson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Edward Svenson, who also goes by Mike Svenson, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1990. Michael had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 27, 1992 - July 8, 1993
JOHN G. KINNARD AND COMPANY, INCORPORATED
January 15, 1991 - June 10, 1991
IDS LIFE INSURANCE COMPANY
January 15, 1991 - June 10, 1991
AMERIPRISE FINANCIAL SERVICES, LLC
June 27, 1990 - October 18, 1990
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JOHN G. KINNARD AND COMPANY, INCORPORATED
CRD#: 466 / SEC#: , 8-11061
Contact information
Documents
Disclosures
| Regulatory Event | 16 |
| Arbitration | 7 |
| Bond | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
