Liam G. O'keeffe
Professional summary
Liam Gerard O'keeffe was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Liam is a previously registered financial professional and started their career in finance in 1997. Prior to being barred, Liam had worked at 6 firms, which includes REBY ADVISORS LLC, TRIAD ADVISORS LLC, MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED, WELLS FARGO CLEARING SERVICES LLC, PRUDENTIAL EQUITY GROUP LLC, CIBC WORLD MARKETS CORP..
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 11, 2015 - November 17, 2015
REBY ADVISORS, LLC
April 22, 2015 - October 20, 2015
TRIAD ADVISORS LLC
January 28, 2008 - March 27, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 28, 2008 - March 27, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 1, 2003 - February 6, 2008
WELLS FARGO CLEARING SERVICES, LLC
July 1, 2003 - February 6, 2008
WELLS FARGO CLEARING SERVICES, LLC
July 28, 1999 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
February 23, 1999 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
February 12, 1997 - March 5, 1997
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
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Exams
Current Firm
REBY ADVISORS, LLC
CRD#: 126140 / SEC#: 801-64738
Contact information
Red Flags
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