Michael W. Davis
Professional summary
Michael Walesby Davis was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Michael is a previously registered financial professional and started their career in finance in 1990. Prior to being barred, Michael had worked at 9 firms, which includes WELLINGTON ASHFORD CAPITAL INC., SPECTRUM SECURITIES INC., AMERINATIONAL FINANCIAL SERVICES INC., PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC., H.J. MEYERS & CO. INC., CHADWICK FINANCIAL GROUP INC., UNITED INTERNATIONAL SECURITIES INC., THE CAMDEN GROUP, CHATFIELD DEAN & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 11, 1996 - December 24, 1996
WELLINGTON ASHFORD CAPITAL, INC.
September 15, 1995 - March 19, 1996
SPECTRUM SECURITIES, INC.
September 23, 1993 - January 1, 1994
AMERINATIONAL FINANCIAL SERVICES, INC.
January 18, 1993 - November 1, 1993
PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC.
September 10, 1992 - October 7, 1992
H.J. MEYERS & CO., INC.
February 14, 1992 - July 8, 1992
CHADWICK FINANCIAL GROUP, INC.
October 25, 1991 - November 6, 1991
UNITED INTERNATIONAL SECURITIES, INC.
July 23, 1990 - October 22, 1991
THE CAMDEN GROUP
April 24, 1990 - July 11, 1990
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
WELLINGTON ASHFORD CAPITAL, INC.
CRD#: 29298 / SEC#: , 8-44227
Contact information
Documents
Red Flags
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