Kenneth Bart Shapiro
CFP®Professional Summary
Kenneth Bart Shapiro, CFP®, who also goes by Kenneth Shapiro, is a registered financial advisor currently at SHAPIRO FINANCIAL SECURITY GROUP, INC. located in Hazlet, New Jersey. Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Kenneth has worked at 1 firm and has passed the Series 2 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Kenneth Shapiro
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
36 years in the financial services industry
Current & Past Employments
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Current Firm
KENNETH B. SHAPIRO & COMPANY, INC. | SHAPIRO FINANCIAL SECURITY GROUP, INC.
Contact Information
Main Address
1 Bethany Road Building 6, Suite 90, Hazlet, NJ 07730Phone Number
(732) 739-8991# of Employees
5SEC notice filing (3 States and Territories)
Registered to provide investment advisory services in 3 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
564AUM (Assets Under Management)
$152,616,699Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
KENNETH B. SHAPIRO & COMPANY, INC. | SHAPIRO FINANCIAL SECURITY GROUP, INC.
State Registrations and Notice Filings
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 2 — Non-Member General Securities Examination
Passed Mar 1990Similar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Kenneth Bart Shapiro's CRS (Customer Relationship Summary).
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