Douglas P. Mcconnell
Professional summary
Douglas Philip Mcconnell, who also goes by Doug Mcconnell, is a registered financial professional currently at MARCH CAPITAL CORP. located in Skokie, Illinois.
Douglas is registered as a RR (Registered Representative) and started their career in finance in 1995. Douglas has worked at 8 firms and has passed the Series 63, Series 72, Series 52TO, Series 42, Series 82TO, Series 99TO, Series 6TO, Series 22TO, Series 62, SIE, Series 7, Series 39, Series 26 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Douglas Philip Mcconnell's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 26, 2018 - Present
MARCH CAPITAL CORP.
September 29, 2016 - December 26, 2017
METROPOLITAN CAPITAL INVESTMENT BANC, INC.
March 15, 2016 - September 2, 2016
METROPOLITAN CAPITAL INVESTMENT BANC, INC.
April 4, 2014 - July 2, 2014
AMERICAN TRUST INVESTMENT SERVICES, INC.
March 4, 2010 - March 14, 2012
MCCLENDON, MORRISON & PARTNERS, INC.
June 5, 2006 - December 31, 2009
FELTL & COMPANY
March 31, 2000 - February 10, 2006
WILLIAM BLAIR
June 27, 1996 - July 8, 1998
HARRIS NESBITT CORP.
May 19, 1995 - June 4, 1996
KROLL SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/14/2018)
(3/27/2018)
(8/7/2018)
(8/8/2018)
(8/31/2018)
(4/26/2018)
(8/8/2018)
(8/8/2018)
(8/31/2018)
Exams
Series 72
Date: 1/2/2023
Government Securities Representative ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 42
Date: 1/2/2023
Registered Options Representative ExaminationSeries 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationSeries 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
MARCH CAPITAL CORP.
CRD#: 24142 / SEC#: , 8-41173
Contact information
FINRA licenses (24 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RICE, RICHARD JAY | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 725697 |
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 83,479,520 |
Red Flags
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