WH
William Hennion
HENNION & WALSH ASSET MANAGEMENT
Parsippany, NJ 07054
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CRD#: 2048378
WH
Professional summary
William Hennion is a registered financial advisor currently at HENNION & WALSH ASSET MANAGEMENT, INC. located in Parsippany, New Jersey and HENNION & WALSH, INC. located in Parsippany, New Jersey.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. William has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
HENNION & WALSH WEALTH ADVISORS
CRS (Client Relationship Summary) - RIA
Click below to view William Hennion's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 20, 2007 - Present
HENNION & WALSH ASSET MANAGEMENT, INC.
Office #1: 2001 Route 46 Waterview Plaza, Parsippany, NJ 07054RIA
CRD#: 126236
Parsippany, NJ
Current
October 2, 1990 - Present
HENNION & WALSH, INC.
Office #1: 2001 Route 46 Waterview Plaza, Parsippany, NJ 07054Office #2: 2001 Route 46 Waterview Plaza, Parsippany, NJ 07054-1018BD
CRD#: 25766
Parsippany, NJ
Past
July 19, 1990 - September 21, 1990
HIBBARD BROWN & CO., INC.
BD
CRD#: 18246
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
H&
HENNION & WALSH ASSET MANAGEMENT, INC.
HENNION & WALSH ASSET MANAGEMENT, INC.
CRD#: 126236 / SEC#: 801-61977
RIA
Registered Investment Advisory firm - (5/2/2003 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/31/2005)
RR
Arizona(5/31/2005)
RR
Arkansas(1/18/2023)
RR
California(6/1/1992)
RR
Colorado(5/7/1996)
RR
Connecticut(10/2/1990)
RR
Delaware(10/8/2003)
RR
District of Columbia(1/18/2008)
RR
Florida(6/11/1992)
RR
Georgia(5/31/2005)
RR
Hawaii(5/31/2005)
RR
Idaho(8/15/2012)
RR
Illinois(6/12/1992)
RR
Indiana(3/7/1994)
RR
Iowa(4/30/2012)
RR
Kansas(5/12/2003)
RR
Kentucky(1/13/2016)
RR
Louisiana(1/25/2017)
RR
Maine(6/10/2005)
RR
Maryland(8/5/1998)
RR
Massachusetts(10/15/1990)
RR
Michigan(4/22/1993)
RR
Minnesota(5/31/2005)
RR
Mississippi(9/19/2011)
RR
Missouri(3/11/1994)
RR
Montana(6/17/1993)
RR
Nevada(10/30/2007)
RR
New Hampshire(4/5/1994)
RR
New Jersey(10/2/1990)
IAR
New Jersey(7/20/2007)
RR
New Mexico(8/16/2005)
RR
New York(3/1/1991)
RR
North Carolina(4/13/1993)
RR
North Dakota(5/18/2017)
RR
Ohio(7/6/1992)
RR
Oklahoma(9/8/2009)
RR
Oregon(5/31/2005)
RR
Pennsylvania(10/2/1990)
RR
Rhode Island(5/31/2005)
RR
South Carolina(2/22/2011)
RR
South Dakota(2/12/2020)
RR
Tennessee(1/12/2006)
RR
Texas(4/13/1993)
RR
Vermont(5/31/2005)
RR
Virginia(6/2/1992)
RR
Washington(5/31/2005)
RR
West Virginia(9/14/2023)
RR
Wisconsin(5/7/1996)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
H&
HENNION & WALSH ASSET MANAGEMENT, INC.
HENNION & WALSH ASSET MANAGEMENT, INC.
CRD#: 126236 / SEC#: 801-61977
RIA
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Contact information
Main Address
2001 Route 46 Waterview Plaza, Parsippany, NJ 07054
Mailing Address
Phone number
(973) 299-8989
Established
Firm type
Fiscal year end
# of Employees
75
SEC notice filing (33 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,423 |
| AUM (Assets Under Management) | $ 590,106,063 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/26/2024 | ||
| 10/27/2023 | ||
| 09/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
