JK
John A. Kailunas
REGAL INVESTMENT ADVISORS LLC
Kentwood, MI 49512
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CRD#: 2048289
JK
Professional summary
John Anthony Kailunas II is a registered financial advisor currently at REGAL INVESTMENT ADVISORS LLC located in Kentwood, Michigan and REGULUS FINANCIAL GROUP, LLC located in Kentwood, Michigan.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. John has worked at 10 firms and has passed the Series 65, Series 63, Series 99TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Courtres, LLC - Investment Related: Yes - Address: 4969 Bayshore Blvd, Tampa, FL 33611 - Nature of Business: Holding company - Title or Relationship: Owner - Start Date: 1/1/2005 - Hours per month: 2 - Hours per month during trading hours: 0 - Duties: Restaurant Ownership, Insurance and Brokerage commissions Business Name: Regal Financial Group, LLC - Investment Related: Yes - Address: 2687 44th St SE, Kentwood, MI 49512 - Nature of Business: Investment advisory activity through Regal Investment Advisors, LLC using a DBA name; Registered rep activity through Regulus Financial Group, LLC using a DBA name; Insurance - Title or Relationship: Investment Advisor Representative; Registered Representative; Agent - Start Date: 1/1/2009 - Hours per month: 160 - Hours per month during trading hours: 135 - Duties: Provide financial and insurance services. Business Name: Regal Holdings of America, LLC - Investment Related: Yes - Address: 2687 44th St SE, Kentwood, MI 49512 - Nature of Business: Holding company - Title or Relationship: Owner - Start Date: 3/1/2009 - Hours per month: 1 - Hours per month during trading hours: 0 - Duties: Owns 51% of Regulus Financial Group, LLC Business Name: Catalyst4Growth - Investment Related: No - Address: 4969 Bayshore Blvd, Tampa, FL 33611 - Nature of Business: Sales Consulting - Title or Relationship: Owner - Start Date: 12/27/2022 - Hours per month: 6 - Hours per month during trading hours: 0 - Duties: Contract work with IMOs, insurance carriers, pharmceutical companies and manufacturer companies; sales training and sales process creation. Business Name: Fujhimo, LLC - Investment Related: No - Address: 2687 44th St SE, Kentwood, MI 49512 - Nature of Business: Real Estate - Title or Relationship: Owner - Start Date: 3/27/2002 - Hours per month: 4 - Hours per month during trading hours: 1 - Duties: Management of real estate property
CRS (Client Relationship Summary) - RIA
Click below to view John Anthony Kailunas II's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 20, 2010 - Present
REGAL INVESTMENT ADVISORS LLC
Office #1: 2687 44th Street Se, Kentwood, MI 49512RIA
CRD#: 125004
Kentwood, MI
Current
January 2, 2015 - Present
REGULUS FINANCIAL GROUP, LLC
Office #1: 2687 44th Street, Se, Suite 101, Kentwood, MI 49512BD
CRD#: 150631
Kentwood, MI
Past
July 20, 2010 - July 25, 2011
AMERICAN PORTFOLIOS ADVISORS, INC
RIA
CRD#: 112697
HOLBROOK, NY
Past
February 22, 2010 - December 31, 2014
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
BD
CRD#: 18487
HOLBROOK, NY
Past
October 31, 2005 - February 17, 2010
OSAIC SERVICES, INC.
BD
CRD#: 133763
KENTWOOD, MI
Past
July 17, 2000 - October 31, 2005
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Past
April 11, 2000 - July 18, 2000
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WINDSOR, CT
Past
October 26, 1995 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
BD
CRD#: 5181
BOSTON, MA
Past
October 26, 1995 - February 17, 2000
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
BOSTON, MA
Past
May 7, 1990 - September 27, 1995
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 5496
WELLESLEY HILLS, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RI
REGAL INVESTMENT ADVISORS LLC
DURAND CAPITAL PARTNERS, LLC | REGAL INVESTMENT ADVISORS LLC | REGAL FINANCIAL GROUP LLC | REGAL FINANCIAL GROUP | REGAL FINANCIAL ADVISORS | REGAL FAMILY OFFICE | REGAL CHARITABLE, LLC | LIONSHARE
CRD#: 125004 / SEC#: 801-71923
RIA
Registered Investment Advisory firm - (10/19/2010 Approved)Alaska
Registered Investment Advisory firm - (10/21/2010 Terminated)Florida
Registered Investment Advisory firm - (10/21/2010 Terminated)Indiana
Registered Investment Advisory firm - (10/21/2010 Terminated)Michigan
Registered Investment Advisory firm - (11/1/2010 Terminated)Minnesota
Registered Investment Advisory firm - (10/22/2010 Terminated)Nebraska
Registered Investment Advisory firm - (10/21/2010 Terminated)North Carolina
Registered Investment Advisory firm - (10/21/2010 Terminated)Ohio
Registered Investment Advisory firm - (10/21/2010 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/22/2010 Terminated)South Carolina
Registered Investment Advisory firm - (10/21/2010 Terminated)South Dakota
Registered Investment Advisory firm - (10/21/2010 Terminated)Wisconsin
Registered Investment Advisory firm - (10/21/2010 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(5/4/2022)
RR
Arizona(3/16/2022)
RR
California(9/13/2019)
RR
Connecticut(1/25/2022)
RR
Delaware(1/18/2022)
RR
Florida(1/29/2015)
RR
Georgia(3/17/2022)
RR
Illinois(1/5/2015)
RR
Iowa(1/18/2022)
RR
Maryland(1/13/2022)
IAR
Michigan(7/20/2010)
RR
Michigan(1/13/2015)
RR
Minnesota(1/2/2015)
RR
New Jersey(3/21/2022)
RR
New Mexico(1/13/2022)
RR
Ohio(1/2/2015)
RR
Pennsylvania(1/21/2022)
RR
South Carolina(2/9/2022)
RR
South Dakota(2/2/2022)
IAR
Texas(1/13/2021)
RR
Texas(4/14/2022)
RR
Washington(2/15/2022)
RR
Wisconsin(2/11/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RI
REGAL INVESTMENT ADVISORS LLC
DURAND CAPITAL PARTNERS, LLC | REGAL INVESTMENT ADVISORS LLC | REGAL FINANCIAL GROUP LLC | REGAL FINANCIAL GROUP | REGAL FINANCIAL ADVISORS | REGAL FAMILY OFFICE | REGAL CHARITABLE, LLC | LIONSHARE
CRD#: 125004 / SEC#: 801-71923
RIA
Registered Investment Advisory firm - (10/19/2010 Approved)Alaska
Registered Investment Advisory firm - (10/21/2010 Terminated)Florida
Registered Investment Advisory firm - (10/21/2010 Terminated)Indiana
Registered Investment Advisory firm - (10/21/2010 Terminated)Michigan
Registered Investment Advisory firm - (11/1/2010 Terminated)Minnesota
Registered Investment Advisory firm - (10/22/2010 Terminated)Nebraska
Registered Investment Advisory firm - (10/21/2010 Terminated)North Carolina
Registered Investment Advisory firm - (10/21/2010 Terminated)Ohio
Registered Investment Advisory firm - (10/21/2010 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/22/2010 Terminated)South Carolina
Registered Investment Advisory firm - (10/21/2010 Terminated)South Dakota
Registered Investment Advisory firm - (10/21/2010 Terminated)Wisconsin
Registered Investment Advisory firm - (10/21/2010 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2687 44th Street Se, Kentwood, MI 49512
Mailing Address
Phone number
(616) 224-2204
Established
Firm type
Fiscal year end
# of Employees
118
SEC notice filing (50 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,303 |
| AUM (Assets Under Management) | $ 2,447,941,075 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/06/2023 | ||
| 12/06/2023 | ||
| 12/06/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
REGAL INVESTMENT ADVISORS LLC
CRD#: 125004Kentwood, MI 49512TRUST BUT VERIFY
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