Michael F. Farrell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Francis Farrell was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1974. Michael had worked at 3 firms and has passed the Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 22, 1992 - October 20, 2000
AMERICAN CLASSIC SECURITIES, INC.
August 2, 1989 - April 4, 1992
MGI SECURITIES, INC.
July 25, 1974 - December 4, 1990
PW SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
AMERICAN CLASSIC SECURITIES, INC.
CRD#: 25399 / SEC#: , 8-41890
Contact information
Documents
Disclosures
| Arbitration | 1 |
Red Flags
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