Leslie A. Calhoun
Professional summary
Leslie Ann Calhoun, who also goes by Leslie Anne Calhoun, Leslie Ann Sanchez, Leslie Calhoun Sanchez, is a registered financial advisor currently at OPTIVEST, INC. located in San Juan Capistrano, California and GRAMERCY SECURITIES, INC. located in San Juan Capistrano, California.
Leslie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Leslie has worked at 6 firms and has passed the Series 65, Series 63, Series 57TO, Series 99TO, Series 79TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Leslie Ann Calhoun's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 2, 2010 - Present
OPTIVEST, INC.
Office #1: 30448 Rancho Viejo Road, Suite 230, San Juan Capistrano, CA 92675March 9, 2007 - Present
GRAMERCY SECURITIES, INC.
Office #1: 30448 Rancho Viejo Road, Suite 230, San Juan Capistrano, CA 92675November 23, 2005 - November 30, 2006
FINANCE 500, INC.
October 23, 2002 - November 21, 2005
ROTH CAPITAL PARTNERS, LLC
May 23, 1995 - October 9, 2002
L.H. FRIEND, WEINRESS, FRANKSON & PRESSON, LLC
June 23, 1993 - February 15, 1995
ADVEST, INC.
Primary Firm SEC Registration
OPTIVEST, INC.
CRD#: 137070 / SEC#: 801-68965
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/12/2022)
(3/9/2007)
(12/10/2013)
(3/9/2007)
(6/2/2010)
(3/9/2007)
(12/4/2013)
(3/9/2007)
(7/16/2018)
(4/21/2020)
(3/9/2007)
(2/26/2019)
(2/7/2023)
(12/3/2013)
(1/24/2014)
(7/19/2021)
(3/9/2007)
(11/15/2021)
(12/3/2013)
(1/7/2019)
(1/7/2019)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 55
Date: 3/10/2000
Limited Representative-Equity Trader ExamFINRA
Current Firm
OPTIVEST, INC.
CRD#: 137070 / SEC#: 801-68965
Contact information
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 423 |
| AUM (Assets Under Management) | $ 316,059,892 |
Red Flags
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