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Leona Hoffman Hoover

CRD# 2047692·Registered 1990 - 2012
Previously Registered: Being a previously registered professional could mean that Leona is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Leona Hoffman Hoover, who also goes by Leona Kathleen Hoffman, Leona Kathleen Hoover, Leona Lee, Leona Hoffman Mcgonigle, was a registered financial advisor. Leona was a previously registered financial professional and started their career in finance 1990 - 2012. Leona had worked at 7 firms and has passed the Series 7, Series 6 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Leona Kathleen Hoffman, Leona Kathleen Hoover, Leona Lee, Leona Hoffman Mcgonigle

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

36 years in the financial services industry

Current & Past Employments

Past

FIRSTMERIT ADVISORS, INC.Past·CRD# 125249
RIA
Akron, OH
April 30, 2010 - February 24, 2012
FIRSTMERIT FINANCIAL SERVICES, INCPast·CRD# 149680
BD
Canton, OH
January 14, 2010 - February 24, 2012
INVEST FINANCIAL CORPORATIONPast·CRD# 12984
RIA
Louisville, OH
January 24, 2007 - January 22, 2010
INVEST FINANCIAL CORPORATIONPast·CRD# 12984
BD
Louisville, OH
September 12, 2005 - January 14, 2010
CHARTER ONE SECURITIES, INC.Past·CRD# 13373
BD
Cleveland, OH
March 15, 1999 - August 30, 2005
LOCUST STREET SECURITIES, INC.Past·CRD# 1703
BD
Des Moines, IA
February 6, 1996 - March 15, 1999
PRUCO SECURITIES, LLC.Past·CRD# 5685
BD
Newark, NJ
July 2, 1990 - February 2, 1996
THE PRUDENTIAL INSURANCE COMPANY OF AMERICAPast·CRD# 680
BD
Newark, NJ
July 2, 1990 - December 10, 1993

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Current Firm

FA
FIRSTMERIT ADVISORS, INC.

FIRSTMERIT ADVISORS, INC. | FIRSTMERIT WEALTH MANAGEMENT SERVICES, INC.

CRD#: 125249

Contact Information

Main Address

3 Cascade Plaza, Akron, OH 44308

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7 — General Securities Representative Examination

Passed Sep 1999About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jun 1990About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Nov 1999About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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