LH

Leona H. Hoover

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CRD#: 2047692
LH

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Leona Hoffman Hoover, who also goes by Leona Kathleen Hoffman, Leona Kathleen Hoover, Leona Lee, Leona Hoffman Mcgonigle, was a registered financial professional .

Leona is a previously registered financial professional and started their career in finance in 1990. Leona had worked at 7 firms and has passed the Series 7, Series 6 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Leona Kathleen Hoffman | Leona Kathleen Hoover | Leona Lee | Leona Hoffman Mcgonigle

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

April 30, 2010 - February 24, 2012

FIRSTMERIT ADVISORS, INC.

RIA
CRD#: 125249
AKRON, OH
Past

January 14, 2010 - February 24, 2012

FIRSTMERIT FINANCIAL SERVICES, INC

BD
CRD#: 149680
CANTON, OH
Past

January 24, 2007 - January 22, 2010

INVEST FINANCIAL CORPORATION

RIA
CRD#: 12984
LOUISVILLE, OH
Past

September 12, 2005 - January 14, 2010

INVEST FINANCIAL CORPORATION

BD
CRD#: 12984
LOUISVILLE, OH
Past

March 15, 1999 - August 30, 2005

CHARTER ONE SECURITIES, INC.

BD
CRD#: 13373
CLEVELAND, OH
Past

February 6, 1996 - March 15, 1999

LOCUST STREET SECURITIES, INC.

BD
CRD#: 1703
DES MOINES, IA
Past

July 2, 1990 - December 10, 1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

BD
CRD#: 680
NEWARK, NJ
Past

July 2, 1990 - February 2, 1996

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
NEWARK, NJ

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


FA
FIRSTMERIT ADVISORS, INC.
FIRSTMERIT ADVISORS, INC. | FIRSTMERIT WEALTH MANAGEMENT SERVICES, INC.

CRD#: 125249 / SEC#:

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Contact information


Main Address
3 Cascade Plaza, Akron, OH 44308
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FIRSTMERIT ADVISORS, INC.

CRD#: 125249

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