Raneshwar K. Gupta
Professional summary
Raneshwar Kumar Gupta, who also goes by Ran Gupta, is a registered financial professional currently at AMERITAS INVESTMENT COMPANY, LLC located in Cincinnati, Ohio.
Raneshwar is registered as a RR (Registered Representative) and started their career in finance in 1993. Raneshwar has worked at 4 firms and has passed the SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Raneshwar Kumar Gupta's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 1, 2017 - Present
AMERITAS INVESTMENT COMPANY, LLC
Office #1: 11503 Deerfield Road, Cincinnati, OH 45242July 1, 2010 - August 18, 2016
AMERITAS INVESTMENT COMPANY, LLC
October 8, 2009 - July 8, 2010
WOODBURY FINANCIAL SERVICES, INC.
October 5, 2009 - July 8, 2010
WOODBURY FINANCIAL SERVICES, INC.
January 25, 2007 - October 12, 2009
AMERITAS INVESTMENT COMPANY, LLC
June 1, 2005 - January 25, 2007
EQUITABLE ADVISORS, LLC
June 4, 1993 - June 1, 2005
MONY SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/2/2017)
Exams
FINRA
Current Firm
AMERITAS INVESTMENT COMPANY, LLC
CRD#: 14869 / SEC#: 801-undefined, 8-31296
Contact information
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERITAS LIFE INSURANCE CORP. | BENEFICIAL OWNER | |
| BEASLEY, RYAN CHARLES | MEMBER BOARD OF DIRECTORS | 2943009 |
| BERTHOLD, RICHARD AARON | VICE PRESIDENT, OPERATIONS | 4433172 |
| BIEL, ROLLIN LYNN | FINANCIAL AND OPERATIONS PRINCIPAL | 5101711 |
| HALVERSON, KELLY JAY | MEMBER BOARD OF DIRECTORS | 7977580 |
| KINSELLA, MATTHEW JOHN | CHIEF COMPLIANCE OFFICER | 5217108 |
| KORTE, BRENT FRAZIER | MEMBER BOARD OF DIRECTORS | 4808103 |
| ROBSON, JEREMY MICHAEL | PRESIDENT AND MEMBER BOARD OF DIRECTORS | 4147931 |
| SCHUBAUER, TYLER JOSEPH | CORPORATE SECRETARY | 6392775 |
| SHERFFIUS, MARIA ELIZABETH | SECOND VICE PRESIDENT - COMPLIANCE OFFICER | 2726500 |
| WU, MICHELE XIAOMING | MEMBER BOARD OF DIRECTORS | 7863936 |
Disclosures
| Regulatory Event | 21 |
| Arbitration | 2 |
Red Flags
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Company Information
AMERITAS INVESTMENT COMPANY, LLC
CRD#: 14869Cincinnati, OH 45242TRUST BUT VERIFY
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