RH

Ridgely Hunt

ALIGHT FINANCIAL ADVISORS
WAUCONDA, IL
Some features on this profile are disabled
CRD#: 2047299
RH

Professional summary


Ridgely Hunt, CFP® is a registered financial advisor currently at ALIGHT FINANCIAL ADVISORS, LLC located in Wauconda, Illinois.

Ridgely is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Ridgely has worked at 10 firms and has passed the Series 63, Series 66, SIE, Series 7, Series 52, Series 3, Series 10 and Series 9 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - RIA


Click below to view Ridgely Hunt's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

Experience


Current

March 1, 2023 - Present

ALIGHT FINANCIAL ADVISORS, LLC

RIA
CRD#: 158744
WAUCONDA, IL
Past

March 9, 2018 - March 25, 2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
ROLLING MEADOWS, IL
Past

March 9, 2018 - March 25, 2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
ROLLING MEADOWS, IL
Past

December 13, 2016 - February 21, 2018

EAGLE STRATEGIES LLC

RIA
CRD#: 110826
DEERFIELD, IL
Past

December 1, 2016 - February 21, 2018

NYLIFE SECURITIES LLC

BD
CRD#: 5167
DEERFIELD, IL
Past

August 29, 2012 - December 31, 2013

ALLSTATE FINANCIAL ADVISORS, LLC

RIA
CRD#: 109524
LAKE IN THE HILLS, IL
Past

August 29, 2012 - December 31, 2013

ALLSTATE FINANCIAL SERVICES, LLC

BD
CRD#: 18272
LAKE IN THE HILLS, IL
Past

October 20, 2004 - August 15, 2012

NEW ENGLAND SECURITIES

RIA
CRD#: 615
CHICAGO, IL
Past

September 20, 2004 - August 15, 2012

NEW ENGLAND SECURITIES

BD
CRD#: 615
CHICAGO, IL
Past

September 15, 2003 - July 26, 2004

HARRISDIRECT LLC

RIA
CRD#: 42159
HOFFMAN ESTATES, IL
Past

September 15, 2003 - July 26, 2004

HARRISDIRECT LLC

BD
CRD#: 42159
JERSEY CITY, NJ
Past

March 13, 2001 - September 5, 2003

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
NORTHBROOK, IL
Past

October 26, 2000 - September 5, 2003

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
WESTLAKE, TX
Past

July 30, 1997 - September 26, 2000

AMERIPRISE ADVISOR SERVICES, INC.

BD
CRD#: 5979
DETROIT, MI

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALIGHT FINANCIAL ADVISORS, LLC
ALIGHT FINANCIAL ADVISORS, LLC | AON HEWITT FINANCIAL ADVISORS, LLC | AON HEWITT FINANCIAL ADVISORS LLC

CRD#: 158744 / SEC#: 801-72679

RIA
Registered Investment Advisory firm - (9/13/2011 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Illinois
(3/1/2023)
IAR
North Carolina
(3/1/2023)

Exams


State Security Law Exam
State Security Law Exam
RR
IAR
Series 66
Date: 2/13/2001
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam

Current Firm


AF
ALIGHT FINANCIAL ADVISORS, LLC
ALIGHT FINANCIAL ADVISORS, LLC | AON HEWITT FINANCIAL ADVISORS, LLC | AON HEWITT FINANCIAL ADVISORS LLC

CRD#: 158744 / SEC#: 801-72679

RIA
Registered Investment Advisory firm - (9/13/2011 Approved)
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Contact information


Main Address
9335 Harris Corners Parkway Suite 150, Charlotte, NC 28269
Mailing Address
Phone number
(866) 560-7256
Established
Firm type
Fiscal year end
# of Employees
60

SEC notice filing (52 States and Territories)


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Regulatory assets under management


Total Number of Accounts197,089
AUM (Assets Under Management)$ 30,882,928,556

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ALIGHT FINANCIAL ADVISORS, LLC

CRD#: 158744Wauconda, IL

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