Phillip L. Mitteldorf

NAVELLIER & ASSOCIATES

RENO, NV 89501-2107

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CRD#: 2047232

Professional summary

Phillip Lee Mitteldorf is a registered financial advisor currently at NAVELLIER & ASSOCIATES INC located in Reno, Nevada.

Phillip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Phillip has worked at 4 firms and has passed the Series 63, Series 65, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Phillip Lee Mitteldorf's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 14, 2007 - Present

NAVELLIER & ASSOCIATES INC

Office #1: One E. Liberty, Suite 504, Reno, NV 89501-2107

RIA

CRD#: 107568

RENO, NV

Past

October 25, 2000 - November 6, 2006

NAVELLIER SECURITIES CORP.

CRD#: 34861

RENO, NV

Past

December 7, 1998 - April 9, 1999

NAVELLIER SECURITIES CORP.

CRD#: 34861

RENO, NV

Past

May 24, 1990 - June 22, 1990

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

CRD#: 680

NEWARK, NJ

Past

May 24, 1990 - June 22, 1990

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NAVELLIER & ASSOCIATES INC

CRD#: 107568 / SEC#: 801-30582

RIA

Registered Investment Advisory firm - (10/30/1987 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nevada
(3/1/2007)

IAR

Texas
(2/14/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/12/1999

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 1/5/1999

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 12/1/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/12/1996

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 8/18/2001

Investment Company Products/Variable Contracts Principal Examination

Current Firm

NAVELLIER & ASSOCIATES INC

CRD#: 107568 / SEC#: 801-30582

RIA

Registered Investment Advisory firm - (10/30/1987 Approved)

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Contact information

Main Address

One E. Liberty, Suite 504, Reno, NV 89501-2107

Mailing Address

Phone number

(775) 785-2300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NAV ASSOC PART 2-07-04-2025 (7/4/2025)

Regulatory assets under management

Total Number of Accounts	1,308
AUM (Assets Under Management)	$ 882,832,800

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Phillip L. Mitteldorf

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Phillip Lee Mitteldorf's CRS (Customer Relationship Summary).

Certified licenses

Experience

NAVELLIER SECURITIES CORP.

NAVELLIER SECURITIES CORP.

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

NAVELLIER & ASSOCIATES INC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/12/1999

Series 65

Date: 1/5/1999

Series 7

Date: 12/1/1998

Series 6

Date: 1/12/1996

Series 26

Date: 8/18/2001

Current Firm

NAVELLIER & ASSOCIATES INC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NAVELLIER & ASSOCIATES INC

TRUST BUT VERIFY

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