Stephen P. Campbell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Paul Campbell was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1993. Stephen had worked at 5 firms and has passed the SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 2017 - January 16, 2019
LSH PARTNERS SECURITIES LLC
May 29, 2014 - June 3, 2015
LAZARD FRERES & CO. LLC
April 16, 2002 - August 23, 2013
LAZARD FRERES & CO. LLC
January 9, 2002 - January 10, 2002
DRESDNER KLEINWORT WASSERSTEIN, LLC
September 13, 1996 - January 9, 2002
DRESDNER KLEINWORT WASSERSTEIN, LLC
September 9, 1993 - August 27, 1996
LAZARD FRERES & CO. LLC
June 16, 1993 - October 7, 1993
COWEN AND COMPANY
March 1, 1993 - June 14, 1993
LODESTAR SECURITIES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LSH PARTNERS SECURITIES LLC
CRD#: 284952 / SEC#: , 8-69817
Contact information
FINRA licenses (39 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
