Lawrence E. Goebel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Evert Goebel, who also goes by Larry Goebel, was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1990. Lawrence had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 5, 2017 - December 14, 2023
CLARIFY WEALTH MANAGEMENT
August 9, 2016 - July 9, 2018
LPL FINANCIAL LLC
May 13, 2016 - August 18, 2016
SIGNATOR INVESTORS, INC.
September 4, 2009 - May 13, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
April 24, 1990 - August 1, 1995
TRANSAMERICA SECURITIES SALES CORPORATION
April 24, 1990 - September 4, 2009
TRANSAMERICA FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
CLARIFY WEALTH MANAGEMENT
CRD#: 172355 / SEC#: 801-108586
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,552 |
| AUM (Assets Under Management) | $ 410,038,742 |
Red Flags
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