Matthew M. O'connell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Michael O'connell, who also goes by Matthew Michael Oconnell, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 1990. Matthew had worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 30, 2017 - May 5, 2021
CABBAGE INVESTING LLC
April 11, 1991 - September 10, 2004
CHARLES SCHWAB & CO., INC.
September 14, 1990 - February 22, 1991
WELLS FARGO CLEARING SERVICES, LLC
April 24, 1990 - September 21, 1990
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 6/18/1993
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
CABBAGE INVESTING LLC
CRD#: 288039 / SEC#: 801-110521
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
