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Matthew Michael O'connell

CRD# 2046803·Registered 1990 - 2021
Previously Registered: Being a previously registered professional could mean that Matthew is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Matthew Michael O'connell, who also goes by Matthew Michael Oconnell, was a registered financial advisor. Matthew was a previously registered financial professional and started their career in finance 1990 - 2021. Matthew had worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 8 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Matthew Michael Oconnell

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

36 years in the financial services industry

Current & Past Employments

CABBAGE INVESTING LLC·CRD# 288039
RIA
Ponte Vedra Beach, FL
May 30, 2017 - May 5, 2021
CHARLES SCHWAB & CO., INC.·CRD# 5393
BD
Westlake, TX
April 11, 1991 - September 10, 2004
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
St. Louis, MO
September 14, 1990 - February 22, 1991
THE STUART-JAMES COMPANY, INCORPORATED·CRD# 11691
BD
Denver, CO
April 24, 1990 - September 21, 1990

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Current Firm

CI
CABBAGE INVESTING LLC

CABBAGE INVESTING LLC | GALLEON INVESTING LLC | GALLEON INVESTING

CRD#: 288039 / SEC#: 801-110521

Contact Information

Main Address

Ponte Vedra Beach, FL

Documents

Latest Form ADV

Part 2 Brochures

CABBAGE BROCHURE (3/31/2020)

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 2016About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1990About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Apr 1990About the Series 7 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Jun 1993

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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