John D. Zastawney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John David Zastawney was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1990. John had worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 3, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 24, 2017 - March 8, 2018
SCOTTRADE INVESTMENT MANAGEMENT
June 28, 2010 - March 8, 2018
SCOTTRADE, INC.
January 1, 2007 - October 8, 2008
NEWEDGE USA, LLC
July 1, 2005 - January 3, 2007
FIMAT PREFERRED LLC
November 21, 2000 - July 1, 2005
PREFERREDTRADE, INC.
July 12, 1999 - October 4, 1999
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 22, 1997 - July 1, 1998
SEAFIRST INVESTMENT SERVICES, INC.
July 3, 1996 - July 12, 1999
BA INVESTMENT SERVICES, INC.
February 16, 1993 - March 22, 1995
ACUMENT SECURITIES, INC.
October 15, 1991 - November 9, 1992
UBS FINANCIAL SERVICES INC.
September 6, 1990 - November 6, 1991
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 7/8/1999
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
SCOTTRADE INVESTMENT MANAGEMENT
CRD#: 169988 / SEC#: 801-79217
Contact information
Red Flags
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