MV
Michael D. Viti
ALTA WEALTH ADVISORS LLC
Woburn, MA 01801
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CRD#: 2046643
MV
Professional summary
Michael Dominic Viti, ChFC® is a registered financial advisor currently at ALTA WEALTH ADVISORS LLC located in Woburn, Massachusetts and LPL FINANCIAL LLC located in Woburn, Massachusetts.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Michael has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 03/03/2016 - Four Seasons Financial Group - INV REL - 701- A Route 73 Suite 400 Marlton, NJ 08053-4144 - Non-Variable Insurance - START 08/01/2015 - 2 HOURS PER MONTH, 1 DURING TRADING
2. 03/18/2016; EDGEWOOD ASSOCIATES; Business Entity For Tax/Investment Purposes Only; INV REL; AT REPORTED BUSINESS LOCATION(S); START DATE; 07/20/2015; 0 HRS/MO.
3. 04/07/2016 * The Marcus Agency * Non-Variable Insurance * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 09/01/2015 * The Marcus Agency is a national life and health insurance brokerage general agency located in Sudbury, Massachusetts. The Marcus Agency serves advisors with life insurance carriers, product and underwriting assistance. * 1 HR/MO DURING SECS TRDG HRS.
4. 04/07/2016 * The Smith Group * Non-Variable Insurance * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 09/01/2015 * Fixed Annuities * 2 HRS/MO; 1 HR/MO DURING SECS TRDG HRS.
5. 4/3/2018 - ALTA WEALTH ADVISORS, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 05/01/2018 - 40 Hours Per Month During Securities Trading.
6. 5/3/2018 - ALTA WEALTH ADVISORS, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 05/01/2018 - 40 Hours Per Month/30 Hours During Securities Trading - I provide investment advisory services through Alta Wealth Advisors LLC, an independent investment advisor firm. I started this business activity in 05/01/2018. I expect to spend approximately 40 hours per month] on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
7. 5/3/2018 - ALTA WEALTH ADVISORS - DBA: ALTA WEALTH ADVISORS, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 05/01/2018 - 40 Hours Per Month/30 Hours During Securities Trading - I provide investment advisory services through Alta Wealth Advisors LLC, an independent investment advisor firm. I started this business activity in 05/01/2018. I expect to spend approximately 40 hours per month] on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Dominic Viti's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
April 30, 2018 - Present
ALTA WEALTH ADVISORS LLC
Office #1: 400 Tradecenter, Suite 4810, Woburn, MA 01801RIA
CRD#: 293675
Woburn, MA
Current
June 29, 2015 - Present
LPL FINANCIAL LLC
Office #1: 400 Tradecenter, Suite 4810, Woburn, MA 01801RIA
BD
CRD#: 6413
Woburn, MA
Past
July 7, 2015 - May 23, 2018
PINNACLE PRIVATE WEALTH, LLC
RIA
CRD#: 170315
NEEDHAM, MA
Past
June 30, 2000 - June 30, 2015
CITIZENS SECURITIES, INC.
BD
CRD#: 39550
NEEDHAM, MA
Past
April 23, 1990 - October 19, 1992
HOME LIFE INSURANCE COMPANY
BD
CRD#: 4184
Past
April 23, 1990 - June 30, 2000
WS GRIFFITH SECURITIES, INC.
BD
CRD#: 10410
HARTFORD, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
ALTA WEALTH ADVISORS LLC
ALTA WEALTH ADVISORS LLC
CRD#: 293675 / SEC#: 801-112848
RIA
Registered Investment Advisory firm - (4/17/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/24/2021)
RR
Arizona(6/10/2019)
RR
California(9/9/2016)
RR
Colorado(11/4/2024)
RR
Connecticut(6/10/2019)
RR
Florida(4/7/2016)
RR
Georgia(9/24/2021)
RR
Indiana(9/24/2021)
RR
Kansas(9/24/2021)
RR
Maine(7/3/2018)
RR
Maryland(7/20/2016)
RR
Massachusetts(6/29/2015)
IAR
Massachusetts(4/30/2018)
RR
Michigan(4/17/2025)
RR
Nevada(6/10/2019)
RR
New Hampshire(6/29/2015)
RR
New Jersey(7/11/2025)
RR
New York(10/11/2017)
RR
North Carolina(9/24/2018)
RR
Pennsylvania(6/10/2019)
RR
Rhode Island(6/10/2019)
RR
Texas(6/10/2019)
RR
Vermont(11/3/2020)
RR
Virginia(6/10/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AW
ALTA WEALTH ADVISORS LLC
ALTA WEALTH ADVISORS LLC
CRD#: 293675 / SEC#: 801-112848
RIA
Registered Investment Advisory firm - (4/17/2018 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
400 Tradecenter, Suite 4810, Woburn, MA 01801
Mailing Address
Phone number
(781) 404-6909
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,203 |
| AUM (Assets Under Management) | $ 495,478,972 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ALTA WEALTH ADVISORS LLC
CRD#: 293675Woburn, MA 01801TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
