Fred L. Prime
Professional summary
Fred L Prime III is a registered financial professional currently at LOOP CAPITAL MARKETS LLC located in Cleveland, Ohio.
Fred is registered as a RR (Registered Representative) and started their career in finance in 1993. Fred has worked at 3 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Fred L Prime III's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 29, 1999 - Present
LOOP CAPITAL MARKETS LLC
Office #1: 600 Superior Ave. East Fifth Third Building; Suite 1300, Cleveland, OH 44114Office #2: 400 Renaissance Center Suite 2600, Detroit, MI 48243Office #3: 1100 Poydras Street Suite 2900, New Orleans, LA 70163May 17, 1995 - September 16, 1999
GRAICAP, INC
December 2, 1993 - September 13, 1994
LUTHER, SMITH & SMALL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/24/2006)
(12/3/1999)
(12/21/1999)
(10/4/1999)
(7/8/2000)
(12/15/1999)
(10/25/2001)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationFINRA
Current Firm
LOOP CAPITAL MARKETS LLC
CRD#: 43098 / SEC#: , 8-50140
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 8 |
Red Flags
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