James P. Mcginley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Patrick Mcginley, who also goes by Jim Mcginley, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1991. James had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 16, Series 3, Series 7, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 26, 2016 - October 31, 2019
OURAY CAPITAL ADVISORS LP
June 15, 2010 - March 14, 2016
JEFFERIES LLC
September 22, 2008 - March 18, 2010
BARCLAYS CAPITAL INC.
November 5, 2007 - September 22, 2008
LEHMAN BROTHERS INC.
April 12, 2007 - November 12, 2007
J.P. MORGAN SECURITIES LLC
November 2, 1999 - July 1, 2003
BLACKROCK INVESTMENTS, LLC
June 2, 1993 - October 15, 1999
PRUDENTIAL EQUITY GROUP, LLC
March 21, 1991 - May 9, 1991
ROBERT W. BAIRD & CO. INCORPORATED
March 21, 1991 - June 14, 1991
GIBRALTAR SECURITIES CO.
State Registrations and Notice Filings
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Exams
Current Firm
OURAY CAPITAL ADVISORS LP
CRD#: 284062 / SEC#:
Contact information
Red Flags
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