Jeffrey L. Farni

QUANTITATIVE ASSET MANAGEMENT

MINNETONKA, MN 55343

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CRD#: 204631

Professional summary

Jeffrey Lee Farni is a registered financial advisor currently at QUANTITATIVE ASSET MANAGEMENT, LLC located in Minnetonka, Minnesota.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1973. Jeffrey has worked at 6 firms and has passed the Series 65, Series 63, PC, Series 1 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

HART SKIS INC. CHAIRMAN / OWNER 641 EAST LAKE STREET STE 216 WAYZATA, MN 55391 DUTIES: BOARD MEMBER HOURS: 1 HOUR/MTH, NON-INVESTMENT RELATED START DATE: JANUARY 2007

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Lee Farni's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 12, 2007 - Present

QUANTITATIVE ASSET MANAGEMENT, LLC

Office #1: 4350 Baker Road Suite 160, Minnetonka, MN 55343

RIA

CRD#: 143279

MINNETONKA, MN

Past

April 14, 2005 - May 1, 2007

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

WAYZATA, MN

Past

March 2, 1998 - May 1, 2007

RBC CAPITAL MARKETS, LLC

CRD#: 31194

WAYZATA, MN

Past

May 2, 1994 - March 2, 1998

DAIN RAUSCHER INCORPORATED

CRD#: 7600

Past

February 24, 1978 - May 4, 1994

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

May 16, 1973 - February 24, 1978

DEAN WITTER & CO. INCORPORATED

CRD#: 6466

Past

February 1, 1973 - May 16, 1973

DEAN WITTER & CO. INCORPORATED

CRD#: 209

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

QUANTITATIVE ASSET MANAGEMENT, LLC

CRD#: 143279 / SEC#: 801-67607

RIA

Registered Investment Advisory firm - (3/15/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(4/18/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/27/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/6/1979

Uniform Securities Agent State Law Examination

General Industry/Product Exam

PC

Date: 2/6/1979

AMEX Put and Call Exam

General Industry/Product Exam

Series 1

Date: 1/29/1973

Registered Representative Examination

Principal/Supervisory Exam

Series 8

Date: 3/6/1985

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

QUANTITATIVE ASSET MANAGEMENT, LLC

CRD#: 143279 / SEC#: 801-67607

RIA

Registered Investment Advisory firm - (3/15/2007 Approved)

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Contact information

Main Address

4350 Baker Road Suite 160, Minnetonka, MN 55343

Mailing Address

Phone number

(952) 476-7855

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A AND 2B FEBRUARY 25 2025 (3/13/2025)

Regulatory assets under management

Total Number of Accounts	176
AUM (Assets Under Management)	$ 163,575,632

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jeffrey L. Farni

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Lee Farni's CRS (Customer Relationship Summary).

Certified licenses

Experience

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

DAIN RAUSCHER INCORPORATED

MORGAN STANLEY DW INC.

DEAN WITTER & CO. INCORPORATED

DEAN WITTER & CO. INCORPORATED

Primary Firm SEC Registration

QUANTITATIVE ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/27/1992

Series 63

Date: 12/6/1979

PC

Date: 2/6/1979

Series 1

Date: 1/29/1973

Series 8

Date: 3/6/1985

Current Firm

QUANTITATIVE ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

QUANTITATIVE ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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