Harry B. Bertrand

BERTRAND INVESTMENT STRATEGIES, L.L.C.

Oklahoma City, OK 73159

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CRD#: 2046252

Professional summary

Harry Bradley Bertrand, who also goes by Brad Bertrand, Bradley Bertrand, H Bradley Bertrand, is a registered financial advisor currently at BERTRAND INVESTMENT STRATEGIES, L.L.C. located in Oklahoma City, Oklahoma.

Harry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Harry has worked at 3 firms and has passed the Series 65, Series 66 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brad Bertrand | Bradley Bertrand | H Bradley Bertrand

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BERTRAND RETIREMENT SOLUTIONS, LLC; INV RELATED; OKLAHOMA CITY, OK; INSURANCE SERVICES; CO-FOUNDER/CEO/INSURANCE AGENT; 01/1998; Approx. 25% OF TIME SPENT IN THIS BUSINESS. INVESTMENT STRATEGIES, LLC; INV REL; OKLAHOMA CITY, OK; IAR OF RIA; APPROX. 25% OF TIME IN THIS PRACTICE. GET-E-UP, L.L.C.; NON-INVESTMENT RELATED; BLANCHARD OK; FEED STORE; MEMBER; 06/2005; APPROX. 20 HRS/MO. SPENT IN THIS BUSINESS; OVERSEE PERFORMANCE. BLANCHARD FARMSTAY, L.L.C.; NON-INVESTMENT RELATED; BLANCHARD OK; BED & BREAKFAST; PROPRIETOR; 01/2004; APPROXIMATELY 10 HRS/MO SPENT IN THIS BUSINESS; LAWN AND GARDEN UPKEEP.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Harry Bradley Bertrand's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 12, 2023 - Present

BERTRAND INVESTMENT STRATEGIES, L.L.C.

Office #1: 9909 S. Pennsylvania Ave., Oklahoma City, OK 73159

RIA

CRD#: 321651

Oklahoma City, OK

Past

May 11, 2009 - December 31, 2024

INVESTMENT STRATEGIES, LLC

RIA

CRD#: 140739

Oklahoma City, OK

Past

August 10, 1998 - February 22, 2000

WILBANKS SECURITIES, INC.

CRD#: 40673

OKLAHOMA CITY, OK

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oklahoma
(6/12/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/14/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 9/30/1998

Uniform Combined State Law Examination

General Industry/Product Exam

Series 6

Date: 8/7/1998

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BERTRAND INVESTMENT STRATEGIES, L.L.C.

CRD#: 321651 / SEC#:

Oklahoma

Registered Investment Advisory firm - (10/12/2022 Approved)

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Contact information

Main Address

9909 S. Pennsylvania Ave., Oklahoma City, OK 73159

Mailing Address

Phone number

(405) 703-3800

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Harry B. Bertrand

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Harry Bradley Bertrand's CRS (Customer Relationship Summary).

Certified licenses

Experience

BERTRAND INVESTMENT STRATEGIES, L.L.C.

INVESTMENT STRATEGIES, LLC

WILBANKS SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/14/2008

Series 66

Date: 9/30/1998

Series 6

Date: 8/7/1998

Current Firm

BERTRAND INVESTMENT STRATEGIES, L.L.C.

Contact information

Documents

Red Flags

Company Information

BERTRAND INVESTMENT STRATEGIES, L.L.C.

TRUST BUT VERIFY

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